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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDEX
701
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$59K 0.01%
+124
New +$49.4K
ATAXZ
702
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$59K 0.01%
10,341
+23
+0.2% +$131
DXLG icon
703
Destination XL Group
DXLG
$32.9M
$56K 0.01%
22,290
-3,049
-12% -$7K
AKS
704
DELISTED
AK Steel Holding Corp
AKS
$55K 0.01%
11,129
– –
TLGT
705
DELISTED
Teligent, Inc
TLGT
$51K 0.01%
1,270
– –
GTE icon
706
Gran Tierra Energy
GTE
$236M
$50K 0.01%
1,300
– –
MIN
707
Aberdeen Intermediate Income Fund
MIN
$275M
$39K ﹤0.01%
10,172
+122
+1% +$464
GSV
708
DELISTED
Gold Standard Ventures Corp.
GSV
$36K ﹤0.01%
20,453
-2,601
-11% -$4.1K
COCP icon
709
Cocrystal Pharma
COCP
$12M
$32K ﹤0.01%
1,061
– –
SN
710
DELISTED
Sanchez Energy Corporation
SN
$27K ﹤0.01%
11,400
-1,500
-12% -$5.18K
ALJJ
711
DELISTED
ALJ Regional Holdings Inc
ALJJ
$26K ﹤0.01%
15,044
– –
SNOA icon
712
Sonoma Pharmaceuticals
SNOA
$5.26M
$22K ﹤0.01%
83
-24
-22% -$8.72K
PALI icon
713
Palisade Bio
PALI
$341M
– –
0
– –
CGRN
714
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$11K ﹤0.01%
+1,065
New +$13.6K
NHLDW
715
DELISTED
National Holdings Corporation Warrants
NHLDW
$9K ﹤0.01%
17,573
+250
+1% +$221
CLIRW
716
DELISTED
ClearSign Combustion Corporation Warrant
CLIRW
$3K ﹤0.01%
18,200
-1,000
-5% -$441
ABEV icon
717
Ambev
ABEV
$47.9B
– –
-12,866
Closed -$61K
ADSK icon
718
Autodesk
ADSK
$51.8B
– –
-4,487
Closed -$589K
ATHM icon
719
Autohome
ATHM
$2.62B
– –
-2,205
Closed -$223K
AX icon
720
Axos Financial
AX
$5.58B
– –
-6,075
Closed -$249K
BKR icon
721
Baker Hughes
BKR
$58.3B
– –
-17,464
Closed -$578K
BOTZ icon
722
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.14B
– –
-11,319
Closed -$250K
BOX icon
723
Box
BOX
$4.49B
– –
-12,915
Closed -$323K
CE icon
724
Celanese
CE
$4.82B
– –
-1,906
Closed -$213K
ERIC icon
725
Ericsson
ERIC
$32.1B
– –
-15,837
Closed -$122K
27 28
29
30 31

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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.