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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRC
701
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$113 ﹤0.01%
+2,112
New +$110K
DNKN
702
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$113 ﹤0.01%
+2,646
New +$121K
CBPO
703
DELISTED
China Biologic Products Holdings, Inc.
CBPO
$113 ﹤0.01%
+1,669
New +$103K
DEO icon
704
Diageo
DEO
$49.6B
$112 ﹤0.01%
+979
New +$114K
ENOV icon
705
Enovis
ENOV
$1.74B
$112 ﹤0.01%
+1,267
New +$115K
NEM icon
706
Newmont
NEM
$96.2B
$112 ﹤0.01%
+5,882
New +$118K
VGR
707
DELISTED
Vector Group Ltd.
VGR
$111 ﹤0.01%
+9,404
New +$112K
BGR icon
708
BlackRock Energy and Resources Trust
BGR
$410M
$110 ﹤0.01%
+5,500
New +$123K
CNVS icon
709
Cineverse
CNVS
$56.9M
$110 ﹤0.01%
341
+23
+7% +$7.44K
MUB icon
710
iShares National Muni Bond ETF
MUB
$45.2B
$110 ﹤0.01%
+1,000
New +$110K
ULTA icon
711
Ulta Beauty
ULTA
$21.8B
$110 ﹤0.01%
+857
New +$105K
FXZ icon
712
First Trust Materials AlphaDEX Fund
FXZ
$366M
$109 ﹤0.01%
+3,450
New +$108K
MOAT icon
713
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$109 ﹤0.01%
+3,500
New +$110K
OTEX icon
714
Open Text
OTEX
$6.28B
$109 ﹤0.01%
+3,736
New +$106K
BWLD
715
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$109 ﹤0.01%
602
-983
-62% -$153K
BTU
716
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$109 ﹤0.01%
942
-142
-13% -$21.2K
BIP icon
717
Brookfield Infrastructure Partners
BIP
$19.6B
$108 ﹤0.01%
+6,522
New +$104K
IYLD icon
718
iShares Morningstar Multi-Asset Income ETF
IYLD
$124M
$108 ﹤0.01%
+4,205
New +$110K
AMJ
719
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$108 ﹤0.01%
+2,350
New +$115K
LAZ icon
720
Lazard
LAZ
$4B
$107 ﹤0.01%
+2,145
New +$106K
WSBF icon
721
Waterstone Financial
WSBF
$371M
$107 ﹤0.01%
+8,163
New +$100K
JNK icon
722
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$106 ﹤0.01%
+913
New +$108K
DIAX
723
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$105 ﹤0.01%
+6,820
New +$110K
KBE icon
724
State Street SPDR S&P Bank ETF
KBE
$1.64B
$105 ﹤0.01%
+3,130
New +$102K
APOG icon
725
Apogee Enterprises
APOG
$833M
$104 ﹤0.01%
+2,456
New +$105K
27 28
29
30 31

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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.