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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSI icon
701
Motorola Solutions
MSI
$72.7B
– –
-3,604
Closed -$214K
MWA icon
702
Mueller Water Products
MWA
$3.97B
– –
-6,458
Closed -$52K
MXL icon
703
MaxLinear
MXL
$5.26B
– –
-41,194
Closed -$341K
MYE icon
704
Myers Industries
MYE
$1.22B
– –
-5,264
Closed -$106K
NHS
705
Neuberger High Yield Strategies Fund Inc
NHS
$250M
– –
-4,231
Closed -$55K
NSC icon
706
Norfolk Southern
NSC
$75.8B
– –
-2,202
Closed -$170K
NUGT icon
707
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$813M
– –
-103
Closed -$207K
PACB icon
708
Pacific Biosciences
PACB
$435M
– –
-35,626
Closed -$197K
PSA icon
709
Public Storage
PSA
$62.2B
– –
-1,145
Closed -$184K
RGEN icon
710
Repligen
RGEN
$7.08B
– –
-6,034
Closed -$67K
RH icon
711
RH
RH
$3.25B
– –
-3,000
Closed -$190K
RWX icon
712
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
– –
-2,236
Closed -$94K
STNG icon
713
Scorpio Tankers
STNG
$3.9B
– –
-464
Closed -$45K
TEF
714
DELISTED
Telefonica
TEF
– –
-11,131
Closed -$126K
TGTX icon
715
TG Therapeutics
TGTX
$8.27B
– –
-11,194
Closed -$56K
TJX icon
716
TJX Companies
TJX
$179B
– –
-4,282
Closed -$121K
TLT icon
717
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
– –
-1,500
Closed -$160K
UEIC icon
718
Universal Electronics
UEIC
$58.5M
– –
-3,562
Closed -$128K
UPS icon
719
United Parcel Service
UPS
$89.3B
– –
-1,533
Closed -$140K
UST icon
720
ProShares Ultra 7-10 Year Treasury
UST
$15.9M
– –
-40,284
Closed -$2.09M
UTHR icon
721
United Therapeutics
UTHR
$25.8B
– –
-2,270
Closed -$179K
WFC.PRL icon
722
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.67B
– –
-430
Closed -$489K
TPC
723
Tutor Perini Cor
TPC
$4.14B
– –
-4,000
Closed -$85K
NTG
724
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
– –
-526
Closed -$142K
NUVA
725
DELISTED
NuVasive, Inc.
NUVA
– –
-5,092
Closed -$125K
27 28
29
30 31

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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.