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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVY icon
676
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
– –
-22,184
Closed -$493K
DBX icon
677
Dropbox
DBX
$7.78B
– –
-9,425
Closed -$253K
DNP icon
678
DNP Select Income Fund
DNP
$4.14B
– –
-22,633
Closed -$251K
DXC icon
679
DXC Technology
DXC
$1.91B
– –
-4,338
Closed -$406K
DXJ icon
680
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
– –
-3,540
Closed -$206K
E icon
681
ENI
E
$78B
– –
-5,664
Closed -$215K
ENR icon
682
Energizer
ENR
$1.47B
– –
-4,148
Closed -$244K
EOG icon
683
EOG Resources
EOG
$77.7B
– –
-1,856
Closed -$237K
ETN icon
684
Eaton
ETN
$141B
– –
-2,618
Closed -$228K
FANG icon
685
Diamondback Energy
FANG
$56B
– –
-2,473
Closed -$335K
FAX
686
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-2,609
Closed -$65K
FEP icon
687
First Trust Europe AlphaDEX Fund
FEP
$515M
– –
-5,236
Closed -$201K
FIDU icon
688
Fidelity MSCI Industrials Index ETF
FIDU
$2.26B
– –
-7,824
Closed -$315K
FLR icon
689
Fluor
FLR
$6.54B
– –
-11,935
Closed -$694K
FPX icon
690
First Trust US Equity Opportunities ETF
FPX
$1.43B
– –
-3,013
Closed -$224K
FTXO icon
691
First Trust Nasdaq Bank ETF
FTXO
$302M
– –
-9,238
Closed -$258K
FXR icon
692
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$721M
– –
-6,646
Closed -$282K
GBR icon
693
New Concept Energy
GBR
$3.5M
– –
-41,500
Closed -$99K
GIS icon
694
General Mills
GIS
$20.2B
– –
-6,077
Closed -$262K
GTE icon
695
Gran Tierra Energy
GTE
$236M
– –
-1,300
Closed -$50K
HAS icon
696
Hasbro
HAS
$13.5B
– –
-2,188
Closed -$231K
HLI icon
697
Houlihan Lokey
HLI
$9.72B
– –
-6,601
Closed -$297K
HMC icon
698
Honda
HMC
$39.8B
– –
-6,936
Closed -$210K
IEUS icon
699
iShares MSCI Europe Small-Cap ETF
IEUS
$177M
– –
-5,061
Closed -$281K
IMCV icon
700
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
– –
-5,406
Closed -$292K
26 27
28
29 30

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.