B. Riley Wealth Advisors’s First Trust Nasdaq Bank ETF FTXO Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-9,238	Closed	-$258K	–	691
2018 Q3	$258K	Buy	9,238 +513	+6%	+$14.3K	0.03%	552
2018 Q2	$249K	Buy	8,725 +835	+11%	+$23.8K	0.03%	539
2018 Q1	$233K	Buy	+7,890	New	+$233K	0.03%	533