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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIO icon
651
Fortress Biotech
FBIO
$111M
$41K 0.01%
3,178
+305
+11% +$5.09K
AVEO
652
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
$40K 0.01%
2,489
-30,135
-92% -$663K
EXK
653
Endeavour Silver
EXK
$2.24B
$39K 0.01%
+18,000
New +$37.7K
HPR
654
DELISTED
HighPoint Resources Corporation
HPR
$39K 0.01%
306
-103
-25% -$19K
CHK
655
DELISTED
Chesapeake Energy Corporation
CHK
$38K 0.01%
+89
New +$61.3K
NDRA icon
656
ENDRA Life Sciences
NDRA
$5.65M
$35K 0.01%
+1
New +$116K
AKS
657
DELISTED
AK Steel Holding Corp
AKS
$23K ﹤0.01%
10,129
-1,000
-9% -$3.61K
ALJJ
658
DELISTED
ALJ Regional Holdings Inc
ALJJ
$20K ﹤0.01%
15,044
– –
GSV
659
DELISTED
Gold Standard Ventures Corp.
GSV
$20K ﹤0.01%
15,750
-4,703
-23% -$6.6K
TLGT
660
DELISTED
Teligent, Inc
TLGT
$18K ﹤0.01%
1,270
– –
NHLDW
661
DELISTED
National Holdings Corporation Warrants
NHLDW
$8K ﹤0.01%
17,573
– –
PALI icon
662
Palisade Bio
PALI
$341M
– –
0
– –
SN
663
DELISTED
Sanchez Energy Corporation
SN
$3K ﹤0.01%
10,400
-1,000
-9% -$1.28K
CLIRW
664
DELISTED
ClearSign Combustion Corporation Warrant
CLIRW
$1K ﹤0.01%
18,200
– –
ADX icon
665
Adams Diversified Equity Fund
ADX
$3.01B
– –
-81,619
Closed -$1.36M
AEO icon
666
American Eagle Outfitters
AEO
$2.94B
– –
-17,293
Closed -$430K
AOS icon
667
A.O. Smith
AOS
$8.55B
– –
-4,043
Closed -$216K
EFOR
668
Everforth Inc
EFOR
$960M
– –
-3,024
Closed -$240K
BIDU icon
669
Baidu
BIDU
$35.7B
– –
-1,673
Closed -$383K
BTI icon
670
British American Tobacco
BTI
$136B
– –
-4,389
Closed -$206K
BBBY
671
Bed Bath & Beyond
BBBY
$479M
– –
-10,049
Closed -$210K
CNC icon
672
Centene
CNC
$30.5B
– –
-3,544
Closed -$258K
CNI icon
673
Canadian National Railway
CNI
$78.5B
– –
-2,318
Closed -$209K
CPRT icon
674
Copart
CPRT
$28.5B
– –
-19,044
Closed -$247K
CPRI icon
675
Capri Holdings
CPRI
$1.82B
– –
-14,726
Closed -$1.01M
25 26
27
28 29

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WRBC
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.