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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.37%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$714M
AUM Growth
-$25.7M
Cap. Flow
-$14.3M
Cap. Flow %
-2%
Top 10 Hldgs %
17.31%
Holding
740
New
100
Increased
271
Reduced
281
Closed
72

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$8.62M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$3.22M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.79M
4
FSK icon
FS KKR Capital
FSK
+$2.71M
5
BP icon
BP
BP
+$2.12M

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$9.09M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.49M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.88M
4
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$1.75M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Financials 8.4%
3 Healthcare 6.85%
4 Communication Services 6.82%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNN icon
651
Denison Mines
DNN
$2.64B
$54K 0.01%
120,000
– –
AKS
652
DELISTED
AK Steel Holding Corp
AKS
$53K 0.01%
+11,529
New +$63.4K
PIR
653
DELISTED
Pier 1 Imports, Inc.
PIR
$52K 0.01%
783
-26
-3% -$1.77K
DXLG icon
654
Destination XL Group
DXLG
$29.3M
$51K 0.01%
28,716
– –
MIN
655
Aberdeen Intermediate Income Fund
MIN
$273M
$51K 0.01%
12,943
-80,616
-86% -$321K
ZNGA
656
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$47K 0.01%
12,573
-12,573
-50% -$46.4K
TLGT
657
DELISTED
Teligent, Inc
TLGT
$43K 0.01%
1,270
– –
PTN
658
Palatin Technologies
PTN
$13.9M
$42K 0.01%
30
– –
SN
659
DELISTED
Sanchez Energy Corporation
SN
$42K 0.01%
+13,200
New +$54.7K
GTE icon
660
Gran Tierra Energy
GTE
$237M
$37K 0.01%
1,300
– –
PALI icon
661
Palisade Bio
PALI
$341M
– –
0
– –
SENS icon
662
Senseonics Holdings Inc
SENS
$265M
$33K ﹤0.01%
+545
New +$31.4K
AQMS icon
663
Aqua Metals
AQMS
$10.2M
$32K ﹤0.01%
+60
New +$27.5K
ALJJ
664
DELISTED
ALJ Regional Holdings Inc
ALJJ
$32K ﹤0.01%
15,044
– –
IDEX
665
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$28K ﹤0.01%
+104
New +$38.6K
PGH
666
DELISTED
Pengrowth Energy Corporation
PGH
$26K ﹤0.01%
38,502
+10,341
+37% +$7.68K
CLIRW
667
DELISTED
ClearSign Combustion Corporation Warrant
CLIRW
$5K ﹤0.01%
18,800
+600
+3% +$498
AEIS icon
668
Advanced Energy
AEIS
$11B
– –
-6,337
Closed -$429K
ALB icon
669
Albemarle
ALB
$13.9B
– –
-3,556
Closed -$456K
AMD icon
670
Advanced Micro Devices
AMD
$791B
– –
-10,875
Closed -$112K
AMP icon
671
Ameriprise Financial
AMP
$48.1B
– –
-2,122
Closed -$361K
ASIX icon
672
AdvanSix
ASIX
$555M
– –
-7,125
Closed -$300K
ATO icon
673
Atmos Energy
ATO
$29.1B
– –
-2,834
Closed -$244K
BBH icon
674
VanEck Biotech ETF
BBH
$405M
– –
-1,831
Closed -$229K
BGC icon
675
BGC Group
BGC
$5.6B
– –
-15,656
Closed -$153K
25 26
27
28 29

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, B. Riley Wealth Advisors held 740 positions worth $714M, down 3.5% from $740M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2018 filing shows 100 new, 271 increased, 281 reduced and 72 closed positions. Its largest new stake was Invesco Dorsey Wright Momentum ETF: 52,174 shares worth $2.75M. The largest sale was Straight Path Communications Inc., an estimated $9.09M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.6% a quarter earlier, followed by Financials and Healthcare.

  • B. Riley Wealth Advisors's largest Q1 2018 buy was Invesco Dorsey Wright Momentum ETF: 52,174 shares worth $2.75M.
  • B. Riley Wealth Advisors added most to Verizon in Q1 2018, an estimated $8.62M increase.
  • B. Riley Wealth Advisors's biggest Q1 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.49M.
  • B. Riley Wealth Advisors fully exited Straight Path Communications Inc. in Q1 2018, selling an estimated $9.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $714M portfolio in Q1 2018.
  • B. Riley Wealth Advisors opened 100 new positions and closed 72 in Q1 2018.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $714M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2018, filed 15 May 2018.