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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBT
651
Permian Basin Royalty Trust
PBT
$1.36B
$53K 0.02%
+4,129
New +$58.8K
EWS icon
652
iShares MSCI Singapore ETF
EWS
$1.05B
$52K 0.02%
1,979
-75
-4% -$2.02K
HL icon
653
Hecla Mining
HL
$9.7B
$51K 0.02%
16,441
-1,050
-6% -$3.17K
ODP
654
DELISTED
ODP
ODP
$50K 0.02%
+938
New +$49.6K
CAA
655
DELISTED
CalAtlantic Group, Inc.
CAA
$50K 0.02%
1,100
-500
-31% -$19.9K
AEG icon
656
Aegon
AEG
$13.5B
$48K 0.02%
7,474
-1,614
-18% -$9.18K
NCV
657
Virtus Convertible & Income Fund
NCV
$373M
$47K 0.02%
1,223
– –
BRW
658
Saba Capital Income & Opportunities Fund
BRW
$337M
$46K 0.01%
3,921
-424
-10% -$5.05K
AVNR
659
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$46K 0.01%
13,600
+5,100
+60% +$21.1K
CYS
660
DELISTED
CYS Investments Inc.
CYS
$46K 0.01%
+6,252
New +$50.2K
TQNT
661
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$42K 0.01%
+5,087
New +$40.6K
DNN icon
662
Denison Mines
DNN
$2.45B
$38K 0.01%
32,000
-1,000
-3% -$1.1K
MFV
663
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$38K 0.01%
5,300
+30
+0.6% +$215
MTBL
664
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$37K 0.01%
8,000
-8,667
-52% -$43.7K
GPT
665
DELISTED
Gramercy Property Trust
GPT
$36K 0.01%
+2,058
New +$30.3K
AMRN
666
Amarin Corp
AMRN
$298M
$32K 0.01%
813
+200
+33% +$10.4K
RELV
667
DELISTED
Reliv International Inc
RELV
$30K 0.01%
1,509
– –
SVM
668
Silvercorp Metals
SVM
$2.07B
$27K 0.01%
+12,000
New +$33.2K
PED icon
669
PEDEVCO
PED
$146M
$26K 0.01%
+60
New +$38.1K
WWR icon
670
Westwater Resources
WWR
$50.1M
$25K 0.01%
+14
New +$23.2K
APP
671
DELISTED
AMERICAN APPAREL INC COM
APP
$15K ﹤0.01%
12,500
– –
AGIG
672
Abundia Global Impact Group
AGIG
$41.9M
$9K ﹤0.01%
290
-120
-29% -$4.21K
SES
673
DELISTED
Synthesis Energy Systems Inc.
SES
$8K ﹤0.01%
+214
New +$9.39K
MCZ
674
DELISTED
Mad Catz Interactive
MCZ
$5K ﹤0.01%
+10,000
New +$5.9K
AJG icon
675
Arthur J. Gallagher & Co
AJG
$69.1B
– –
-7,047
Closed -$308K
25 26
27
28 29

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.