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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDX icon
626
Schwab Fundamental US Large Company Index ETF
FNDX
$27B
$755K 0.02%
36,570
-4,260
-10% -$81.9K
IUSV icon
627
iShares Core S&P US Value ETF
IUSV
$27.3B
$755K 0.02%
8,949
-340
-4% -$26.5K
HYHG icon
628
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$754K 0.02%
11,983
+38
+0.3% +$2.35K
ONEQ icon
629
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$753K 0.02%
12,702
-2,330
-16% -$128K
SOXX icon
630
iShares Semiconductor ETF
SOXX
$45.5B
$750K 0.02%
3,906
-1,803
-32% -$303K
MMU
631
Western Asset Managed Municipals Fund
MMU
$547M
$749K 0.02%
73,619
+54,665
+288% +$516K
ENLC
632
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$747K 0.02%
61,423
-8,370
-12% -$105K
IYY icon
633
iShares Dow Jones US ETF
IYY
$3B
$742K 0.02%
6,365
-880
-12% -$95.7K
SBLK icon
634
Star Bulk Carriers
SBLK
$3.2B
$740K 0.02%
34,816
-337
-1% -$6.64K
FNF icon
635
Fidelity National Financial
FNF
$13.9B
$738K 0.02%
14,467
-3,489
-19% -$152K
PAYC icon
636
Paycom
PAYC
$7.86B
$738K 0.02%
3,570
+946
+36% +$200K
XRN
637
Chiron Real Estate Inc
XRN
$467M
$735K 0.02%
13,003
-4,031
-24% -$195K
KORP icon
638
American Century Diversified Corporate Bond ETF
KORP
$883M
$735K 0.02%
15,801
+6,160
+64% +$277K
GDX icon
639
VanEck Gold Miners ETF
GDX
$23.2B
$735K 0.02%
23,693
-522
-2% -$15.3K
TRI icon
640
Thomson Reuters
TRI
$44.4B
$733K 0.02%
4,937
-319
-6% -$43.1K
ASO icon
641
Academy Sports + Outdoors
ASO
$3.01B
$732K 0.02%
11,082
-993
-8% -$50.4K
AWH
642
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$732K 0.02%
179,371
+53,997
+43% +$220K
IQV icon
643
IQVIA
IQV
$38.4B
$725K 0.02%
3,132
-436
-12% -$89.5K
EXC icon
644
Exelon
EXC
$47B
$724K 0.02%
20,173
-2,075
-9% -$79.9K
VNLA icon
645
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$723K 0.02%
14,968
-5,470
-27% -$263K
SPSM icon
646
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$721K 0.02%
17,102
+7,079
+71% +$267K
EG icon
647
Everest Group
EG
$14.3B
$721K 0.02%
+2,040
New +$790K
LIT icon
648
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$719K 0.02%
14,012
+95
+0.7% +$4.71K
DIAX
649
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$719K 0.02%
51,325
+6,401
+14% +$87.2K
CYBR
650
DELISTED
CyberArk
CYBR
$718K 0.02%
3,277
+1,794
+121% +$333K
24 25
26
27 28

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BCIM
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.