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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
626
M&T Bank
MTB
$36.2B
$731K 0.02%
5,785
+548
+10% +$71.5K
BRFS
627
DELISTED
BRF SA
BRFS
$730K 0.02%
356,000
-58,000
-14% -$113K
DOC icon
628
Healthpeak Properties
DOC
$14.9B
$728K 0.02%
39,676
+582
+1% +$11.9K
EAGG icon
629
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$728K 0.02%
16,078
+8,630
+116% +$400K
FITB
630
Fifth Third Bancorp
FITB
$51.6B
$721K 0.02%
28,095
+809
+3% +$21.8K
VSS icon
631
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.4B
$717K 0.02%
6,755
+1,699
+34% +$189K
JPS
632
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$717K 0.02%
115,555
-11,020
-9% -$70.1K
VIS icon
633
Vanguard Industrials ETF
VIS
$8.27B
$717K 0.02%
3,663
+2,013
+122% +$413K
CME icon
634
CME Group
CME
$95.7B
$716K 0.02%
3,577
+256
+8% +$50.9K
TT icon
635
Trane Technologies
TT
$101B
$710K 0.02%
3,501
+287
+9% +$57.5K
TTE icon
636
TotalEnergies
TTE
$193B
$710K 0.02%
10,665
+1,621
+18% +$100K
OR icon
637
OR Royalties Inc
OR
$5.71B
$702K 0.02%
59,528
+15
+0% +$205
IQV icon
638
IQVIA
IQV
$38.4B
$702K 0.02%
3,568
+56
+2% +$12.2K
CSW
639
CSW Industrials
CSW
$5.6B
$701K 0.02%
4,000
-4,000
-50% -$708K
ITM icon
640
VanEck Intermediate Muni ETF
ITM
$2.14B
$698K 0.02%
15,826
+7,241
+84% +$329K
IUSV icon
641
iShares Core S&P US Value ETF
IUSV
$27.3B
$697K 0.02%
9,289
+134
+1% +$10.5K
VDC icon
642
Vanguard Consumer Staples ETF
VDC
$7.95B
$696K 0.02%
3,788
-2,059
-35% -$397K
PSA icon
643
Public Storage
PSA
$60.9B
$695K 0.02%
2,639
-184
-7% -$51.6K
MRO
644
DELISTED
Marathon Oil Corporation
MRO
$691K 0.02%
25,847
+12,074
+88% +$312K
DFS
645
DELISTED
Discover Financial Services
DFS
$691K 0.02%
7,976
+2,495
+46% +$248K
LH icon
646
Labcorp
LH
$24.9B
$690K 0.02%
3,433
-108
-3% -$22.8K
ALB icon
647
Albemarle
ALB
$14B
$689K 0.02%
4,045
-1,902
-32% -$379K
FPEI icon
648
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.93B
$688K 0.02%
40,754
-2,190
-5% -$37.4K
PAYC icon
649
Paycom
PAYC
$7.86B
$680K 0.02%
2,624
-524
-17% -$160K
SRLN icon
650
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$679K 0.02%
16,201
+1,368
+9% +$57.2K
24 25
26
27 28

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.