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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-0.37%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$714M
AUM Growth
-$25.7M
Cap. Flow
-$14.3M
Cap. Flow %
-2%
Top 10 Hldgs %
17.31%
Holding
740
New
100
Increased
271
Reduced
281
Closed
72

Top Buys

Rank Stock Value
1
VZ icon
Verizon
VZ
+$8.62M
2
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$3.22M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.79M
4
FSK icon
FS KKR Capital
FSK
+$2.71M
5
BP icon
BP
BP
+$2.12M

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$9.09M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.49M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.88M
4
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$1.75M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Financials 8.4%
3 Healthcare 6.85%
4 Communication Services 6.82%
5 Consumer Discretionary 5.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIC icon
626
Ericsson
ERIC
$32.1B
$111K 0.02%
17,183
-13,045
-43% -$87.8K
RMTI icon
627
Rockwell Medical
RMTI
$27.2M
$110K 0.02%
191
-4
-2% -$2.52K
GCI
628
DELISTED
Gannett Co., Inc
GCI
$104K 0.01%
10,325
-1,000
-9% -$10.9K
MIE
629
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$103K 0.01%
11,264
-459
-4% -$4.69K
LLEX
630
DELISTED
Lilis Energy, Inc. Common Stock
LLEX
$98K 0.01%
24,625
+7,325
+42% +$29.7K
NCV
631
Virtus Convertible & Income Fund
NCV
$372M
$94K 0.01%
3,493
+551
+19% +$15.3K
PHK
632
PIMCO High Income Fund
PHK
$856M
$91K 0.01%
11,998
-1,704
-12% -$12.9K
SNOA icon
633
Sonoma Pharmaceuticals
SNOA
$5.26M
$83K 0.01%
125
+43
+52% +$35.3K
SAN icon
634
Banco Santander
SAN
$191B
$82K 0.01%
13,035
+2,003
+18% +$13.3K
DMK
635
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$81K 0.01%
328
+7
+2% +$1.84K
ABEV icon
636
Ambev
ABEV
$47.9B
$79K 0.01%
+10,696
New +$73.5K
PMM
637
Franklin Managed Municipal Income Trust
PMM
$270M
$78K 0.01%
10,880
-8,062
-43% -$57.7K
FAX
638
abrdn Asia-Pacific Income Fund
FAX
$592M
$77K 0.01%
+2,689
New +$78.2K
COCP icon
639
Cocrystal Pharma
COCP
$12M
$76K 0.01%
+1,061
New +$66.2K
SVM
640
Silvercorp Metals
SVM
$2.02B
$76K 0.01%
28,179
– –
CX icon
641
Cemex
CX
$16.9B
$75K 0.01%
+11,159
New +$83.6K
VUZI icon
642
Vuzix
VUZI
$178M
$75K 0.01%
13,500
+1,000
+8% +$8.16K
USA icon
643
Liberty All-Star Equity Fund
USA
$1.78B
$72K 0.01%
+11,586
New +$73.6K
BKCC
644
DELISTED
BlackRock Capital Investment Corporation
BKCC
$68K 0.01%
+11,181
New +$65.7K
ATAXZ
645
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$64K 0.01%
10,324
-4
-0% -$25
LYG icon
646
Lloyds Banking Group
LYG
$85.2B
$61K 0.01%
15,850
– –
ASNA
647
DELISTED
Ascena Retail Group, Inc.
ASNA
$61K 0.01%
1,500
+15
+1% +$635
NHLD
648
DELISTED
National Holdings Corporation
NHLD
$61K 0.01%
+13,323
New +$53.4K
NAGE
649
Niagen Bioscience
NAGE
$256M
$59K 0.01%
+14,000
New +$73.3K
GSV
650
DELISTED
Gold Standard Ventures Corp.
GSV
$56K 0.01%
33,753
-23,593
-41% -$39.9K
24 25
26
27 28

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2018 Portfolio in Review

As of Q1 2018, B. Riley Wealth Advisors held 740 positions worth $714M, down 3.5% from $740M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2018 filing shows 100 new, 271 increased, 281 reduced and 72 closed positions. Its largest new stake was Invesco Dorsey Wright Momentum ETF: 52,174 shares worth $2.75M. The largest sale was Straight Path Communications Inc., an estimated $9.09M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.6% a quarter earlier, followed by Financials and Healthcare.

  • B. Riley Wealth Advisors's largest Q1 2018 buy was Invesco Dorsey Wright Momentum ETF: 52,174 shares worth $2.75M.
  • B. Riley Wealth Advisors added most to Verizon in Q1 2018, an estimated $8.62M increase.
  • B. Riley Wealth Advisors's biggest Q1 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $3.49M.
  • B. Riley Wealth Advisors fully exited Straight Path Communications Inc. in Q1 2018, selling an estimated $9.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $714M portfolio in Q1 2018.
  • B. Riley Wealth Advisors opened 100 new positions and closed 72 in Q1 2018.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $714M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2018, filed 15 May 2018.