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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGLS icon
601
Tecnoglass Holdings Inc.
TGLS
$2.1B
$791K 0.02%
+17,280
New +$625K
RIVN icon
602
Rivian
RIVN
$22.6B
$791K 0.02%
33,717
+12,832
+61% +$241K
SPHY icon
603
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$787K 0.02%
33,641
+13,888
+70% +$314K
SNY icon
604
Sanofi
SNY
$103B
$786K 0.02%
15,808
-5,117
-24% -$250K
AROC icon
605
Archrock
AROC
$6.14B
$786K 0.02%
51,011
-20,957
-29% -$291K
PHO icon
606
Invesco Water Resources ETF
PHO
$2.05B
$783K 0.02%
12,862
-11,988
-48% -$660K
CME icon
607
CME Group
CME
$94.1B
$782K 0.02%
3,625
+48
+1% +$10.2K
OR icon
608
OR Royalties Inc
OR
$5.83B
$781K 0.02%
54,546
-4,982
-8% -$65.3K
BTU icon
609
Peabody Energy
BTU
$2.7B
$779K 0.02%
32,043
-8,193
-20% -$198K
FTRI icon
610
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
$777K 0.02%
59,673
-10,706
-15% -$135K
AIG icon
611
American International
AIG
$41.5B
$776K 0.02%
11,458
-1,675
-13% -$107K
BN icon
612
Brookfield
BN
$108B
$774K 0.02%
28,941
-1,073
-4% -$24.4K
TT icon
613
Trane Technologies
TT
$101B
$772K 0.02%
3,166
-335
-10% -$73.3K
PTNQ icon
614
Pacer Trendpilot 100 ETF
PTNQ
$1.24B
$771K 0.02%
11,624
-9,856
-46% -$626K
ETV
615
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$770K 0.02%
62,346
+8,600
+16% +$104K
COF icon
616
Capital One
COF
$135B
$769K 0.02%
5,864
-289
-5% -$31.2K
CARR icon
617
Carrier Global
CARR
$52.8B
$768K 0.02%
13,329
-27,100
-67% -$1.43M
IDXX icon
618
Idexx Laboratories
IDXX
$47.3B
$768K 0.02%
1,384
-495
-26% -$232K
VEU icon
619
Vanguard FTSE All-World ex-US ETF
VEU
$67.6B
$767K 0.02%
13,663
-15,871
-54% -$841K
TDG icon
620
TransDigm Group
TDG
$72.3B
$763K 0.02%
754
-9
-1% -$8.3K
SRE icon
621
Sempra
SRE
$57.3B
$761K 0.02%
10,108
-3,658
-27% -$262K
NFJ
622
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$759K 0.02%
60,248
+1,970
+3% +$22.6K
LCTU icon
623
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.24B
$759K 0.02%
14,494
-5,021
-26% -$245K
RA
624
Brookfield Real Assets Income Fund
RA
$709M
$759K 0.02%
59,212
+8,383
+16% +$104K
VOOV icon
625
Vanguard S&P 500 Value ETF
VOOV
$6.65B
$756K 0.02%
4,501
+240
+6% +$37.3K
23 24
25
26 27

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.