B. Riley Wealth Advisors’s iShares U.S. Carbon Transition Readiness Aware Active ETF LCTU Stock Holding History

B. Riley Wealth Advisors’s Portfolio LCTU Stock Details LCTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-10,488	Closed	-$655K	–	1226
2024 Q3	$655K	Sell	10,488 -5,624	-35%	-$340K	0.02%	645
2024 Q2	$957K	Sell	16,112 -3,403	-17%	-$194K	0.02%	553
2024 Q1	$923K	Buy	19,515 +5,021	+35%	+$275K	0.03%	549
2023 Q4	$759K	Sell	14,494 -5,021	-26%	-$245K	0.02%	623
2023 Q3	$923K	Buy	19,515 +11,846	+154%	+$581K	0.03%	549
2023 Q2	$375K	Sell	7,669 -72	-0.9%	-$3.33K	0.01%	1005
2023 Q1	$350K	Buy	7,741 +94	+1%	+$4.16K	0.01%	984
2022 Q4	$324K	Buy	7,647 +2,630	+52%	+$113K	0.01%	1004
2022 Q3	$201K	Buy	+5,017	New	+$222K	0.01%	1229

Other funds holding LCTU

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

VMPIC

Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return

UBS AM Chicago, Illinois $481B AUM 26.39% 1-Year Est. Return

Envestnet Portfolio Solutions Chicago, Illinois $20.9B AUM 19.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

FMI

Factory Mutual Insurance Waltham, Massachusetts $8.89B AUM 25.87% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

B. Riley Wealth Advisors's LCTU Position: Q4 2024 in Review

B. Riley Wealth Advisors sold out of iShares U.S. Carbon Transition Readiness Aware Active ETF (LCTU) in Q4 2024, closing a stake of 10,488 shares — an estimated $655K sold.

B. Riley Wealth Advisors first reported a position in LCTU in Q3 2022 and held it in 9 quarters. The position peaked at $957K in Q2 2024. 180 funds tracked by Wall St. Rank hold LCTU as of Q4 2024.

B. Riley Wealth Advisors reported no remaining iShares U.S. Carbon Transition Readiness Aware Active ETF position as of Q4 2024 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,488 iShares U.S. Carbon Transition Readiness Aware Active ETF shares in Q4 2024, an estimated $655K.
B. Riley Wealth Advisors first reported a position in iShares U.S. Carbon Transition Readiness Aware Active ETF in Q3 2022 and held it in 9 quarters.
B. Riley Wealth Advisors's iShares U.S. Carbon Transition Readiness Aware Active ETF position peaked at $957K in Q2 2024.
180 funds tracked by Wall St. Rank held iShares U.S. Carbon Transition Readiness Aware Active ETF as of Q4 2024.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2024, filed 25 Feb 2025.