We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXN icon
601
First Trust Energy AlphaDEX Fund
FXN
$376M
$793K 0.02%
45,521
+1,290
+3% +$22.1K
FSK icon
602
FS KKR Capital
FSK
$3.11B
$791K 0.02%
38,784
-41,212
-52% -$824K
XRN
603
Chiron Real Estate Inc
XRN
$467M
$782K 0.02%
17,034
-1,717
-9% -$82.3K
ECL icon
604
Ecolab
ECL
$78.6B
$782K 0.02%
4,600
+70
+2% +$12.7K
ONEQ icon
605
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.6B
$782K 0.02%
15,032
+320
+2% +$17.3K
CTVA icon
606
Corteva
CTVA
$50.7B
$774K 0.02%
15,125
+1,271
+9% +$67.3K
LIT icon
607
Global X Lithium & Battery Tech ETF
LIT
$1.5B
$768K 0.02%
13,917
-2,368
-15% -$145K
CRSP icon
608
CRISPR Therapeutics
CRSP
$4.88B
$763K 0.02%
16,810
+8,597
+105% +$444K
FNDX icon
609
Schwab Fundamental US Large Company Index ETF
FNDX
$27B
$762K 0.02%
40,830
+1,473
+4% +$28.5K
JCI icon
610
Johnson Controls International
JCI
$88.7B
$761K 0.02%
14,210
+1,086
+8% +$67K
IYY icon
611
iShares Dow Jones US ETF
IYY
$3B
$760K 0.02%
7,245
-801
-10% -$87.1K
IYE icon
612
iShares US Energy ETF
IYE
$1.74B
$759K 0.02%
15,890
-1,405
-8% -$64.8K
USA icon
613
Liberty All-Star Equity Fund
USA
$1.82B
$749K 0.02%
126,584
+18,614
+17% +$118K
DSI icon
614
iShares MSCI KLD 400 Social ETF
DSI
$5.43B
$747K 0.02%
9,137
-278
-3% -$23.6K
PGRE
615
DELISTED
Paramount Group
PGRE
$745K 0.02%
+160,000
New +$790K
DKNG icon
616
DraftKings
DKNG
$11.7B
$743K 0.02%
25,228
+9,938
+65% +$294K
FNF icon
617
Fidelity National Financial
FNF
$13.9B
$742K 0.02%
17,956
-2,393
-12% -$95.8K
LECO icon
618
Lincoln Electric
LECO
$14.6B
$740K 0.02%
4,056
+255
+7% +$48.7K
AOD
619
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$740K 0.02%
97,856
-21,949
-18% -$177K
UBS icon
620
UBS Group
UBS
$173B
$737K 0.02%
29,916
+4,839
+19% +$113K
HYHG icon
621
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$186M
$735K 0.02%
11,945
+344
+3% +$21.1K
MNST icon
622
Monster Beverage
MNST
$91.5B
$734K 0.02%
13,869
-1,698
-11% -$96.5K
SNPS icon
623
Synopsys
SNPS
$75.1B
$734K 0.02%
1,599
+386
+32% +$173K
LW icon
624
Lamb Weston
LW
$7.29B
$732K 0.02%
7,918
+967
+14% +$98K
ISTB icon
625
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.12B
$732K 0.02%
15,778
-943
-6% -$43.9K
23 24
25
26 27

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.