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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-11.98%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$703M
AUM Growth
-$137M
Cap. Flow
-$27.3M
Cap. Flow %
-3.89%
Top 10 Hldgs %
18.9%
Holding
770
New
54
Increased
272
Reduced
317
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.41M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.23M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.06M
4
AMZN icon
Amazon
AMZN
+$2.67M
5
LRGF icon
iShares US Equity Factor ETF
LRGF
+$2.02M

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.94M
2
AAPL icon
Apple
AAPL
+$2.77M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.56M
4
BP icon
BP
BP
+$2.36M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.13M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Financials 7.91%
3 Healthcare 7.17%
4 Communication Services 6.9%
5 Consumer Discretionary 6.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
601
DELISTED
Marathon Oil Corporation
MRO
$148K 0.02%
10,313
-269
-3% -$4.8K
MNR
602
DELISTED
Monmouth Real Estate Investment Corp
MNR
$146K 0.02%
11,727
-1,026
-8% -$14.9K
VIV icon
603
Telefônica Brasil
VIV
$20.4B
$144K 0.02%
11,971
-669
-5% -$7.59K
ETJ
604
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$137K 0.02%
16,796
-348
-2% -$3.19K
ALDX icon
605
Aldeyra Therapeutics
ALDX
$97.1M
$133K 0.02%
15,940
+2,000
+14% +$20.5K
BNY
606
DELISTED
BlackRock New York Municipal Income Trust
BNY
$131K 0.02%
10,626
+29
+0.3% +$348
PNNT
607
Pennant Park Investment Corp
PNNT
$220M
$131K 0.02%
20,510
+82
+0.4% +$583
IAU icon
608
iShares Gold Trust
IAU
$62.8B
$128K 0.02%
5,169
-654
-11% -$15.4K
CLIR icon
609
ClearSign Technologies
CLIR
$25.3M
$126K 0.02%
12,263
+620
+5% +$8.85K
EDF
610
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$165M
$126K 0.02%
11,250
+1,000
+10% +$12.1K
GARS
611
DELISTED
Garrison Capital Inc.
GARS
$120K 0.02%
18,603
+3,700
+25% +$28.1K
CRON
612
Cronos Group
CRON
$1.07B
$119K 0.02%
+11,410
New +$110K
JFR icon
613
Nuveen Floating Rate Income Fund
JFR
$1.23B
$117K 0.02%
12,588
-748
-6% -$7.35K
AWP
614
abrdn Global Premier Properties Fund
AWP
$376M
$116K 0.02%
7,696
-155,832
-95% -$2.56M
CLF icon
615
Cleveland-Cliffs
CLF
$6.49B
$114K 0.02%
14,800
-59,629
-80% -$597K
SMFG icon
616
Sumitomo Mitsui Financial
SMFG
$159B
$113K 0.02%
17,276
+4,269
+33% +$31.9K
GRX
617
Gabelli Healthcare & Wellness Trust
GRX
$145M
$110K 0.02%
11,842
-1,092
-8% -$11.2K
SCYX icon
618
SCYNEXIS
SCYX
$37.4M
$110K 0.02%
2,842
-1,531
-35% -$104K
SNAP icon
619
Snap
SNAP
$7.96B
$104K 0.01%
18,865
-16,050
-46% -$104K
IGA
620
Voya Global Advantage and Premium Opportunity Fund
IGA
$155M
$99K 0.01%
10,757
+257
+2% +$2.61K
PHK
621
PIMCO High Income Fund
PHK
$856M
$94K 0.01%
11,678
-199
-2% -$1.62K
BKT icon
622
BlackRock Income Trust
BKT
$331M
$91K 0.01%
5,358
-217
-4% -$3.69K
JPS
623
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$89K 0.01%
10,741
+340
+3% +$2.81K
MIE
624
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$85K 0.01%
11,264
-3,000
-21% -$27.4K
TI.A
625
DELISTED
Telecom Italia 10 Svg
TI.A
$83K 0.01%
16,689
-2,458
-13% -$12.7K
23 24
25
26 27

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, B. Riley Wealth Advisors held 770 positions worth $703M, down 16% from $840M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

B. Riley Wealth Advisors withdrew a net $27.3M in Q4 2018, closing 106 positions and reducing 317 holdings. Its most notable exit was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 11% a quarter earlier, followed by Financials and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares US Equity Factor ETF worth $1.83M.

  • B. Riley Wealth Advisors's largest Q4 2018 buy was iShares US Equity Factor ETF: 65,800 shares worth $1.83M.
  • B. Riley Wealth Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2018, an estimated $3.41M increase.
  • B. Riley Wealth Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.94M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2018, selling an estimated $2.07M.
  • B. Riley Wealth Advisors's ten largest holdings make up 19% of its $703M portfolio in Q4 2018.
  • B. Riley Wealth Advisors opened 54 new positions and closed 106 in Q4 2018.
  • B. Riley Wealth Advisors's portfolio value fell 16% quarter-over-quarter to $703M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2018, filed 8 Feb 2019.