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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPM icon
601
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$184M
– –
-79,175
Closed -$1.21M
RSPS icon
602
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$240M
– –
-51,085
Closed -$1.19M
RSPU icon
603
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$501M
– –
-22,972
Closed -$831K
RZG icon
604
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$124M
– –
-35,217
Closed -$950K
SABR icon
605
Sabre
SABR
$912M
– –
-8,638
Closed -$242K
SCHW
606
Charles Schwab
SCHW
$183B
– –
-14,741
Closed -$487K
SCHV
607
Schwab US Large-Cap Value ETF
SCHV
$15.5B
– –
-23,958
Closed -$339K
SEIC icon
608
SEI Investments
SEIC
$12.7B
– –
-6,430
Closed -$338K
SPPP
609
Sprott Physical Platinum and Palladium Trust
SPPP
$588M
– –
-20,000
Closed -$124K
SPTI icon
610
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
– –
-7,332
Closed -$221K
SSO icon
611
ProShares Ultra S&P500
SSO
$8.81B
– –
-29,160
Closed -$230K
SWKS icon
612
Skyworks Solutions
SWKS
$13B
– –
-4,929
Closed -$379K
TEL icon
613
TE Connectivity
TEL
$59.1B
– –
-3,601
Closed -$234K
TM icon
614
Toyota
TM
$231B
– –
-1,677
Closed -$207K
TTT icon
615
ProShares UltraPro Short 20+ Year Treasury
TTT
$20M
– –
-1,912
Closed -$288K
VDC icon
616
Vanguard Consumer Staples ETF
VDC
$7.77B
– –
-2,852
Closed -$369K
VLO icon
617
Valero Energy
VLO
$116B
– –
-3,160
Closed -$224K
VRTX icon
618
Vertex Pharmaceuticals
VRTX
$131B
– –
-2,271
Closed -$288K
VSS icon
619
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.8B
– –
-4,636
Closed -$431K
WTRG icon
620
Essential Utilities
WTRG
$11.8B
– –
-6,879
Closed -$205K
XHR
621
Xenia Hotels & Resorts
XHR
$1.63B
– –
-12,767
Closed -$196K
PDCE
622
DELISTED
PDC Energy, Inc.
PDCE
– –
-4,020
Closed -$215K
BRG
623
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-11,396
Closed -$136K
CERN
624
DELISTED
Cerner Corp
CERN
– –
-3,993
Closed -$241K
ZIXI
625
DELISTED
Zix Corporation
ZIXI
$0 ﹤0.01%
11,416
-12,508
-52% -$52.2K
22 23 24
25
26

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.