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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+10.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.71B
AUM Growth
+$16.7M
Cap. Flow
-$321M
Cap. Flow %
-8.64%
Top 10 Hldgs %
20.87%
Holding
1,535
New
90
Increased
375
Reduced
876
Closed
149

Top Buys

Rank Stock Value
1
UTEN icon
US Treasury 10 Year Note ETF
UTEN
+$6.45M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$5.99M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.8M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.55M
5
TSLA icon
Tesla
TSLA
+$4.45M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$22.5M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$10.5M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.54M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$9.46M

Sector Composition

Rank Sector Weight
1 Technology 16.34%
2 Consumer Discretionary 6.23%
3 Healthcare 6.14%
4 Financials 5.88%
5 Industrials 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
576
Biogen
BIIB
$29.8B
$874K 0.02%
3,378
-97
-3% -$23.8K
FTF
577
Franklin Limited Duration Income Trust
FTF
$231M
$871K 0.02%
140,100
+31
+0% +$189
MSI icon
578
Motorola Solutions
MSI
$72.6B
$869K 0.02%
2,768
-1,105
-29% -$334K
RYLD icon
579
Global X Russell 2000 Covered Call ETF
RYLD
$1.38B
$867K 0.02%
51,274
+3,787
+8% +$62.8K
CLX icon
580
Clorox
CLX
$11.9B
$866K 0.02%
6,071
-691
-10% -$92.1K
PNR icon
581
Pentair
PNR
$10.7B
$861K 0.02%
11,844
+5,366
+83% +$346K
EEM icon
582
iShares MSCI Emerging Markets ETF
EEM
$28.9B
$860K 0.02%
21,398
-6,015
-22% -$232K
HMC icon
583
Honda
HMC
$38.4B
$857K 0.02%
+27,733
New +$875K
GIS icon
584
General Mills
GIS
$19.2B
$857K 0.02%
13,159
-2,865
-18% -$185K
FXN icon
585
First Trust Energy AlphaDEX Fund
FXN
$376M
$846K 0.02%
50,688
+5,167
+11% +$88K
BHK icon
586
BlackRock Core Bond Trust
BHK
$649M
$837K 0.02%
76,764
-59,706
-44% -$598K
SLB icon
587
SLB Ltd
SLB
$73.2B
$835K 0.02%
15,971
-8,829
-36% -$480K
DOCU
588
DocuSign
DOCU
$10.5B
$832K 0.02%
13,999
+107
+0.8% +$4.91K
CSW
589
CSW Industrials
CSW
$5.6B
$830K 0.02%
4,000
– –
IGV icon
590
iShares Expanded Tech-Software Sector ETF
IGV
$13.8B
$829K 0.02%
10,225
+280
+3% +$20.7K
MRNA icon
591
Moderna
MRNA
$22B
$828K 0.02%
8,322
-1,549
-16% -$130K
USA icon
592
Liberty All-Star Equity Fund
USA
$1.82B
$826K 0.02%
126,425
-159
-0.1% -$967
RACE icon
593
Ferrari
RACE
$70.5B
$819K 0.02%
2,420
+280
+13% +$93.5K
NHC icon
594
National Healthcare
NHC
$3.48B
$816K 0.02%
8,777
+11
+0.1% +$843
ILTB icon
595
iShares Core 10+ Year USD Bond ETF
ILTB
$592M
$811K 0.02%
15,432
+6,843
+80% +$330K
ZS icon
596
Zscaler
ZS
$25B
$809K 0.02%
3,650
-111
-3% -$20.6K
GGN
597
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$807K 0.02%
214,678
-47,782
-18% -$176K
RSPT icon
598
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.57B
$801K 0.02%
24,526
+7,380
+43% +$217K
JCI icon
599
Johnson Controls International
JCI
$88.7B
$799K 0.02%
13,772
-438
-3% -$23K
VTEB icon
600
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$793K 0.02%
15,534
-1,017
-6% -$49.9K
22 23
24
25 26

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, B. Riley Wealth Advisors held 1,535 positions worth $3.71B, up 0.45% from $3.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

B. Riley Wealth Advisors withdrew a net $321M in Q4 2023, closing 149 positions and reducing 876 holdings. Its most notable exit was Invesco BuyBack Achievers ETF, an estimated $6.47M position sold in full.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in US Treasury 10 Year Note ETF worth $6.72M.

  • B. Riley Wealth Advisors's largest Q4 2023 buy was US Treasury 10 Year Note ETF: 149,106 shares worth $6.72M.
  • B. Riley Wealth Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q4 2023, an estimated $5.99M increase.
  • B. Riley Wealth Advisors's biggest Q4 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $22.5M.
  • B. Riley Wealth Advisors fully exited Invesco BuyBack Achievers ETF in Q4 2023, selling an estimated $6.47M.
  • B. Riley Wealth Advisors's ten largest holdings make up 21% of its $3.71B portfolio in Q4 2023.
  • B. Riley Wealth Advisors opened 90 new positions and closed 149 in Q4 2023.
  • B. Riley Wealth Advisors's portfolio value rose 0.45% quarter-over-quarter to $3.71B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2023, filed 15 Mar 2024.