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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
576
Humana
HUM
$45B
$859K 0.02%
1,763
-43
-2% -$20.2K
BSX icon
577
Boston Scientific
BSX
$70.2B
$859K 0.02%
16,270
-25,223
-61% -$1.32M
FTA icon
578
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$857K 0.02%
13,225
+784
+6% +$53.1K
SPLK
579
DELISTED
Splunk Inc
SPLK
$856K 0.02%
5,855
+468
+9% +$53K
CAR icon
580
Avis
CAR
$4.91B
$855K 0.02%
4,759
+591
+14% +$128K
FTF
581
Franklin Limited Duration Income Trust
FTF
$231M
$853K 0.02%
140,069
+50,030
+56% +$311K
SF
582
Stifel
SF
$12.7B
$853K 0.02%
+20,822
New +$877K
ENLC
583
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$853K 0.02%
69,793
-16,134
-19% -$192K
SONY icon
584
Sony
SONY
$133B
$853K 0.02%
51,735
+14,380
+38% +$251K
HCA icon
585
HCA Healthcare
HCA
$88B
$844K 0.02%
3,432
+195
+6% +$53.4K
ESGE icon
586
iShares ESG Aware MSCI EM ETF
ESGE
$6.61B
$843K 0.02%
27,850
+947
+4% +$30K
EXC icon
587
Exelon
EXC
$47B
$841K 0.02%
22,248
+563
+3% +$22.9K
CII icon
588
BlackRock Enhanced Captial and Income Fund
CII
$1B
$840K 0.02%
45,026
+1,074
+2% +$20.2K
VOOG icon
589
Vanguard S&P 500 Growth ETF
VOOG
$26.4B
$835K 0.02%
20,238
-672
-3% -$28.6K
RPM icon
590
RPM International
RPM
$14.2B
$834K 0.02%
8,793
+2,099
+31% +$205K
SHYG icon
591
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$830K 0.02%
20,231
-3,100
-13% -$128K
REGN icon
592
Regeneron Pharmaceuticals
REGN
$78.2B
$828K 0.02%
1,006
-83
-8% -$65.2K
IDXX icon
593
Idexx Laboratories
IDXX
$44.8B
$822K 0.02%
1,879
+319
+20% +$159K
DHI icon
594
D.R. Horton
DHI
$41B
$810K 0.02%
7,539
+2,500
+50% +$299K
RYLD icon
595
Global X Russell 2000 Covered Call ETF
RYLD
$1.38B
$810K 0.02%
47,487
-72
-0.2% -$1.28K
XYL icon
596
Xylem
XYL
$27.8B
$807K 0.02%
8,869
-3,021
-25% -$312K
EME icon
597
Emcor
EME
$36.1B
$807K 0.02%
3,837
+1,041
+37% +$218K
VTEB icon
598
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$796K 0.02%
16,551
-4,148
-20% -$205K
AIG icon
599
American International
AIG
$41.8B
$796K 0.02%
13,133
-27,141
-67% -$1.62M
ROST icon
600
Ross Stores
ROST
$81.1B
$795K 0.02%
7,041
-221
-3% -$25.3K
22 23
24
25 26

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.