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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
576
McKesson
MCK
$104B
$315K 0.03%
2,268
-11,925
-84% -$1.69M
DLR icon
577
Digital Realty Trust
DLR
$69.6B
$314K 0.03%
2,613
+51
+2% +$6.28K
GGN
578
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$314K 0.03%
71,338
+21,828
+44% +$93K
SRCL
579
DELISTED
Stericycle Inc
SRCL
$314K 0.03%
+4,906
New +$290K
ICF icon
580
iShares Select U.S. REIT ETF
ICF
$2.13B
$313K 0.03%
5,346
+218
+4% +$12.8K
NJR icon
581
New Jersey Resources
NJR
$6B
$313K 0.03%
7,016
+2
+0% +$86
LUMN icon
582
Lumen
LUMN
$6.43B
$311K 0.03%
23,469
-7,033
-23% -$94.3K
RGA icon
583
Reinsurance Group of America
RGA
$15.5B
$310K 0.03%
+1,898
New +$307K
ASMB icon
584
Assembly Biosciences
ASMB
$498M
$309K 0.03%
+1,258
New +$232K
ROP icon
585
Roper Technologies
ROP
$40.4B
$309K 0.03%
870
-53
-6% -$18.3K
RJF icon
586
Raymond James Financial
RJF
$33.5B
$307K 0.03%
+5,132
New +$296K
ALXN
587
DELISTED
Alexion Pharmaceuticals
ALXN
$307K 0.03%
2,820
+363
+15% +$38.8K
HBI
588
DELISTED
Hanesbrands
HBI
$306K 0.03%
+20,572
New +$313K
IQ icon
589
iQIYI
IQ
$1.19B
$306K 0.03%
14,453
-1,585
-10% -$29.1K
LX
590
LexinFintech Holdings
LX
$246M
$306K 0.03%
21,982
-5,235
-19% -$60K
NCZ
591
Virtus Convertible & Income Fund II
NCZ
$283M
$306K 0.03%
14,913
-382
-2% -$7.66K
NMRK icon
592
Newmark Group
NMRK
$2.64B
$306K 0.03%
+22,692
New +$265K
SEDG icon
593
SolarEdge
SEDG
$2.37B
$306K 0.03%
+3,212
New +$275K
SNA icon
594
Snap-on
SNA
$21.5B
$306K 0.03%
+1,803
New +$294K
MINT icon
595
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$305K 0.03%
3,000
+17
+0.6% +$1.73K
SLY
596
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$304K 0.03%
4,192
+7
+0.2% +$487
IUSV icon
597
iShares Core S&P US Value ETF
IUSV
$27.3B
$303K 0.03%
4,803
+2
+0% +$121
MS icon
598
Morgan Stanley
MS
$319B
$303K 0.03%
5,911
-1,873
-24% -$88.7K
NVG icon
599
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$303K 0.03%
+18,156
New +$299K
OXLC
600
Oxford Lane Capital
OXLC
$862M
$303K 0.03%
7,404
+993
+15% +$44.1K
22 23
24
25 26

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.