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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
576
iShares Core High Dividend ETF
HDV
$14.7B
– –
-14,865
Closed -$242K
IGF icon
577
iShares Global Infrastructure ETF
IGF
$10.9B
– –
-5,074
Closed -$211K
IIM icon
578
Invesco Value Municipal Income Trust
IIM
$590M
– –
-11,133
Closed -$183K
IJK icon
579
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-8,620
Closed -$377K
IJS icon
580
iShares S&P Small-Cap 600 Value ETF
IJS
$8.2B
– –
-3,524
Closed -$220K
IJT icon
581
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.27B
– –
-32,936
Closed -$2.26M
ILCB icon
582
iShares Morningstar US Equity ETF
ILCB
$1.26B
– –
-13,292
Closed -$427K
IMCG icon
583
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
– –
-9,006
Closed -$245K
INGR icon
584
Ingredion
INGR
$6.48B
– –
-2,581
Closed -$344K
ISCV icon
585
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
– –
-17,640
Closed -$768K
IWF icon
586
iShares Russell 1000 Growth ETF
IWF
$119B
– –
-10,244
Closed -$267K
IWO icon
587
iShares Russell 2000 Growth ETF
IWO
$14.4B
– –
-1,461
Closed -$218K
IWR icon
588
iShares Russell Mid-Cap ETF
IWR
$56.5B
– –
-6,036
Closed -$263K
IWS icon
589
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
– –
-17,261
Closed -$1.08M
IXP icon
590
iShares Global Comm Services ETF
IXP
$530M
– –
-9,070
Closed -$561K
IYE icon
591
iShares US Energy ETF
IYE
$1.69B
– –
-5,964
Closed -$233K
IYZ icon
592
iShares US Telecommunications ETF
IYZ
$1.19B
– –
-7,576
Closed -$245K
KBWY icon
593
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$321M
– –
-14,525
Closed -$522K
KTOS icon
594
Kratos Defense & Security Solutions
KTOS
$9.12B
– –
-10,356
Closed -$72K
M icon
595
Macy's
M
$6.62B
– –
-6,038
Closed -$225K
MAS icon
596
Masco
MAS
$16.5B
– –
-8,555
Closed -$294K
MDYG icon
597
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
– –
-33,969
Closed -$1.45M
MDYV icon
598
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.79B
– –
-7,580
Closed -$328K
MITT
599
TPG Mortgage Investment Trust
MITT
$230M
– –
-6,414
Closed -$304K
MPT
600
Medical Properties Trust
MPT
$2.89B
– –
-11,941
Closed -$178K
22 23
24
25 26

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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.