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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TI.A
576
DELISTED
Telecom Italia 10 Svg
TI.A
$88K 0.02%
25,700
+4,930
+24% +$33.8K
CLIR icon
577
ClearSign Technologies
CLIR
$24.3M
$85K 0.02%
+1,413
New +$70.2K
NIHD
578
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$84K 0.02%
25,000
– –
DHF
579
BNY Mellon High Yield Strategies Fund
DHF
$171M
$83K 0.02%
24,183
+2,451
+11% +$8.4K
GRPN icon
580
Groupon
GRPN
$1.05B
$83K 0.02%
798
-200
-20% -$19.5K
DRD
581
DRDGold
DRD
$1.81B
$82K 0.02%
31,563
-3,834
-11% -$26.2K
TCRT icon
582
Alaunos Therapeutics
TCRT
$4.57M
$79K 0.02%
+93
New +$74.8K
FBIO icon
583
Fortress Biotech
FBIO
$108M
$72K 0.01%
1,607
– –
KTOS icon
584
Kratos Defense & Security Solutions
KTOS
$8.98B
$72K 0.01%
10,356
-1,895
-15% -$11.1K
ALJJ
585
DELISTED
ALJ Regional Holdings Inc
ALJJ
$71K 0.01%
15,044
– –
VG
586
DELISTED
Vonage Holdings Corporation
VG
$70K 0.01%
+10,500
New +$63.1K
DHY
587
Credit Suisse High Yield Credit Fund
DHY
$240M
$68K 0.01%
26,000
– –
DXLG icon
588
Destination XL Group
DXLG
$34.7M
$65K 0.01%
+14,716
New +$71.7K
NEPT
589
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$64K 0.01%
43
– –
EOD
590
Allspring Global Dividend Opportunity Fund
EOD
$274M
$61K 0.01%
+10,424
New +$62.1K
HBM icon
591
Hudbay
HBM
$9.69B
$60K 0.01%
14,786
+2,814
+24% +$12.7K
DMK
592
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
$57K 0.01%
236
+7
+3% +$1.46K
FAX
593
abrdn Asia-Pacific Income Fund
FAX
$595M
$54K 0.01%
+1,743
New +$54.3K
ESNC
594
DELISTED
EnSync Inc
ESNC
$54K 0.01%
54,500
+20,000
+58% +$11.6K
SAN icon
595
Banco Santander
SAN
$199B
$52K 0.01%
12,114
– –
PED icon
596
PEDEVCO
PED
$157M
$51K 0.01%
1,397
– –
PALI icon
597
Palisade Bio
PALI
$346M
– –
0
– –
OPGN
598
DELISTED
OpGen, Inc
OPGN
$42K 0.01%
1
– –
GTE icon
599
Gran Tierra Energy
GTE
$227M
$40K 0.01%
1,300
– –
ALR
600
DELISTED
AlerisLife Inc
ALR
$40K 0.01%
+2,049
New +$43.8K
22 23
24
25 26

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.