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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$494M
AUM Growth
+$77.6M
Cap. Flow
+$67M
Cap. Flow %
13.57%
Top 10 Hldgs %
16.27%
Holding
645
New
83
Increased
271
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$6.11M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.15M
3
AAPL icon
Apple
AAPL
+$3.97M
4
EXP icon
Eagle Materials
EXP
+$3.69M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.44M

Top Sells

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.01M
2
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.59M
3
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.43M
4
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M
5
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$1.78M

Sector Composition

Rank Sector Weight
1 Healthcare 9.11%
2 Technology 8.93%
3 Communication Services 6.74%
4 Financials 6.13%
5 Consumer Staples 5.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQP icon
576
Cheniere Energy
CQP
$30.8B
– –
-7,800
Closed -$206K
DE icon
577
Deere & Co
DE
$166B
– –
-2,831
Closed -$210K
E icon
578
ENI
E
$78.2B
– –
-6,854
Closed -$216K
EOG icon
579
EOG Resources
EOG
$77.4B
– –
-4,950
Closed -$361K
ETW
580
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
– –
-10,163
Closed -$109K
FAX
581
abrdn Asia-Pacific Income Fund
FAX
$591M
– –
-4,162
Closed -$113K
FBT icon
582
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
– –
-17,552
Closed -$1.78M
FDN icon
583
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.04B
– –
-30,704
Closed -$2.03M
FFC
584
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$770M
– –
-10,480
Closed -$197K
FHLC icon
585
Fidelity MSCI Health Care Index ETF
FHLC
$3.35B
– –
-10,924
Closed -$348K
FSK icon
586
FS KKR Capital
FSK
$3.02B
– –
-2,866
Closed -$107K
GIII icon
587
G-III Apparel Group
GIII
$1.55B
– –
-4,249
Closed -$263K
GNT
588
GAMCO Natural Resources, Gold & Income Trust
GNT
$137M
– –
-32,276
Closed -$187K
GPRO icon
589
GoPro
GPRO
$122M
– –
-8,501
Closed -$266K
HCA icon
590
HCA Healthcare
HCA
$90.5B
– –
-5,188
Closed -$402K
HOG icon
591
Harley-Davidson
HOG
$2.65B
– –
-3,927
Closed -$216K
HR icon
592
Healthcare Realty
HR
$7.54B
– –
-11,000
Closed -$270K
ICF icon
593
iShares Select U.S. REIT ETF
ICF
$2.13B
– –
-4,862
Closed -$226K
IGR
594
CBRE Global Real Estate Income Fund
IGR
$721M
– –
-82,305
Closed -$608K
IWO icon
595
iShares Russell 2000 Growth ETF
IWO
$14.2B
– –
-1,838
Closed -$247K
IWR icon
596
iShares Russell Mid-Cap ETF
IWR
$56.2B
– –
-7,152
Closed -$279K
KBE icon
597
State Street SPDR S&P Bank ETF
KBE
$1.65B
– –
-6,897
Closed -$230K
LUMN icon
598
Lumen
LUMN
$6.52B
– –
-19,458
Closed -$489K
LUV icon
599
Southwest Airlines
LUV
$21.9B
– –
-5,766
Closed -$220K
MCO icon
600
Moody's
MCO
$84.1B
– –
-2,520
Closed -$248K
22 23
24
25 26

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, B. Riley Wealth Advisors held 645 positions worth $494M, up 19% from $416M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $67M of net new capital in Q4 2015, opening 83 new positions and adding to 271 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.

By sector, the portfolio is most concentrated in Healthcare at 9.1% of assets, down from 9.6% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.59M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2015 buy was Schwab Short-Term US Treasury ETF: 130,898 shares worth $3.3M.
  • B. Riley Wealth Advisors added most to Vanguard Total International Bond ETF in Q4 2015, an estimated $6.11M increase.
  • B. Riley Wealth Advisors's biggest Q4 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.59M.
  • B. Riley Wealth Advisors fully exited VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return in Q4 2015, selling an estimated $3.01M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $494M portfolio in Q4 2015.
  • B. Riley Wealth Advisors opened 83 new positions and closed 80 in Q4 2015.
  • B. Riley Wealth Advisors's portfolio value rose 19% quarter-over-quarter to $494M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2015, filed 16 Feb 2016.