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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.76%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$501M
AUM Growth
+$9.4M
Cap. Flow
-$14.6M
Cap. Flow %
-2.92%
Top 10 Hldgs %
16.89%
Holding
589
New
52
Increased
190
Reduced
256
Closed
71

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.68M
2
NOV icon
NOV
NOV
+$1.27M
3
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$902K
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$899K
5
SSO icon
ProShares Ultra S&P500
SSO
+$881K

Top Sells

Rank Stock Value
1
STRP
Straight Path Communications Inc.
STRP
+$3.21M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.84M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.16M
4
BVN icon
Compañía de Minas Buenaventura
BVN
+$1.49M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 40.87%
2 Healthcare 9.34%
3 Technology 8.49%
4 Financials 8.4%
5 Communication Services 7.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
551
Annaly Capital Management
NLY
$16B
– –
-5,814
Closed -$232K
NMZ icon
552
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.03B
– –
-13,673
Closed -$176K
PDI icon
553
PIMCO Dynamic Income Fund
PDI
$6.75B
– –
-7,397
Closed -$205K
PPL
554
PPL Corp
PPL
$25.1B
– –
-6,199
Closed -$212K
SJM icon
555
J.M. Smucker
SJM
$13.2B
– –
-1,888
Closed -$242K
SNOA icon
556
Sonoma Pharmaceuticals
SNOA
$5.99M
– –
-58
Closed -$53K
SPB icon
557
Spectrum Brands
SPB
$1.99B
– –
-1,649
Closed -$202K
SPHB icon
558
Invesco S&P 500 High Beta ETF
SPHB
$872M
– –
-7,527
Closed -$276K
TCPC icon
559
BlackRock TCP Capital
TCPC
$325M
– –
-18,000
Closed -$305K
TDG icon
560
TransDigm Group
TDG
$59.7B
– –
-1,627
Closed -$405K
VHC icon
561
VirnetX Holding Corp
VHC
$49.8M
– –
-2,000
Closed -$88K
YUM icon
562
Yum! Brands
YUM
$37.7B
– –
-3,702
Closed -$235K
HTY
563
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-14,352
Closed -$140K
DMK
564
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-236
Closed -$52K
JPS
565
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-11,649
Closed -$109K
MMP
566
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,255
Closed -$247K
ABMD
567
DELISTED
Abiomed Inc
ABMD
– –
-1,999
Closed -$226K
CLR
568
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-5,099
Closed -$263K
XLNX
569
DELISTED
Xilinx Inc
XLNX
– –
-8,470
Closed -$511K
JHY
570
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
– –
-10,047
Closed -$103K
DVCR
571
DELISTED
Diversicare Healthcare Services Inc
DVCR
– –
-35,186
Closed -$366K
FTRPR
572
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-5,475
Closed -$390K
CCUR
573
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
– –
-35,000
Closed -$188K
GIMO
574
DELISTED
Gigamon Inc.
GIMO
– –
-5,120
Closed -$236K
FIG
575
DELISTED
Fortress Investment Group Llc
FIG
– –
-20,918
Closed -$102K
20 21 22
23
24

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B. Riley Wealth Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, B. Riley Wealth Advisors held 589 positions worth $501M, up 1.9% from $492M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q1 2017 filing shows 52 new, 190 increased, 256 reduced and 71 closed positions. Its largest new stake was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M. The largest sale was Straight Path Communications Inc., an estimated $3.21M.

By sector, the portfolio is most concentrated in Miscellaneous at 41% of assets, up from 40% a quarter earlier, followed by Healthcare and Technology.

  • B. Riley Wealth Advisors's largest Q1 2017 buy was iShares Floating Rate Bond ETF: 52,777 shares worth $2.69M.
  • B. Riley Wealth Advisors added most to NOV in Q1 2017, an estimated $1.27M increase.
  • B. Riley Wealth Advisors's biggest Q1 2017 reduction was Straight Path Communications Inc., cutting an estimated $3.21M.
  • B. Riley Wealth Advisors fully exited iShares Agency Bond ETF in Q1 2017, selling an estimated $2.84M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $501M portfolio in Q1 2017.
  • B. Riley Wealth Advisors opened 52 new positions and closed 71 in Q1 2017.
  • B. Riley Wealth Advisors's portfolio value rose 1.9% quarter-over-quarter to $501M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2017, filed 15 May 2017.