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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGA
551
Voya Global Advantage and Premium Opportunity Fund
IGA
$156M
$168K 0.03%
16,600
+5,200
+46% +$51.3K
MNDT
552
DELISTED
Mandiant, Inc. Common Stock
MNDT
$165K 0.03%
11,187
-4,811
-30% -$73.9K
KRNY icon
553
Kearny Financial
KRNY
$607M
$163K 0.03%
11,925
-200
-2% -$2.67K
HST icon
554
Host Hotels & Resorts
HST
$17.4B
$162K 0.03%
10,316
-140
-1% -$2.4K
BCS icon
555
Barclays
BCS
$91B
$159K 0.03%
30,073
+14,610
+94% +$115K
HTY
556
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$157K 0.03%
14,352
+1,097
+8% +$11.6K
BXMX
557
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$154K 0.03%
11,605
+33
+0.3% +$432
PTN
558
Palatin Technologies
PTN
$13.7M
$151K 0.03%
192
+80
+71% +$56.1K
RIG icon
559
Transocean
RIG
$5.52B
$149K 0.03%
13,885
+840
+6% +$8.88K
ASMB icon
560
Assembly Biosciences
ASMB
$507M
$143K 0.03%
1,646
-247
-13% -$19.1K
NCV
561
Virtus Convertible & Income Fund
NCV
$375M
$143K 0.03%
5,286
-727
-12% -$19.2K
EXG icon
562
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$141K 0.03%
+16,186
New +$142K
PRMW
563
DELISTED
Primo Water Corporation
PRMW
$139K 0.03%
22,586
-84
-0.4% -$989
CLF icon
564
Cleveland-Cliffs
CLF
$6.84B
$138K 0.03%
23,520
+8,400
+56% +$54.8K
DB icon
565
Deutsche Bank
DB
$67.6B
$134K 0.03%
+11,390
New +$140K
EGIO
566
DELISTED
Edgio, Inc. Common Stock
EGIO
$129K 0.03%
+1,718
New +$116K
SIRI icon
567
SiriusXM
SIRI
$10.7B
$126K 0.02%
3,019
-652
-18% -$27.2K
FIG
568
DELISTED
Fortress Investment Group Llc
FIG
$124K 0.02%
24,900
– –
VHC icon
569
VirnetX Holding Corp
VHC
$54.4M
$123K 0.02%
1,998
-100
-5% -$6.28K
PHK
570
PIMCO High Income Fund
PHK
$861M
$118K 0.02%
11,817
+1,001
+9% +$9.95K
NOK icon
571
Nokia
NOK
$49.9B
$113K 0.02%
34,445
-472
-1% -$2.68K
XIN
572
DELISTED
Xinyuan Real Estate
XIN
$113K 0.02%
+3,523
New +$202K
BGY icon
573
BlackRock Enhanced International Dividend Trust
BGY
$513M
$110K 0.02%
18,485
+175
+1% +$1.03K
JHY
574
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$110K 0.02%
10,356
+33
+0.3% +$346
BB icon
575
BlackBerry
BB
$4.74B
$98K 0.02%
12,211
– –
21 22
23
24 25

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BCIM
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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.