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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMI.WS
551
DELISTED
Kinder Morgan Inc
KMI.WS
$18K ﹤0.01%
18,883
+1,640
+10% +$2.52K
PVCT
552
DELISTED
PROVECTUS BIOPHARMACEUTICALS, INC. (DE)
PVCT
$17K ﹤0.01%
28,000
+10,000
+56% +$5.12K
RCAP
553
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$17K ﹤0.01%
19,844
+4,071
+26% +$13.6K
GSV
554
DELISTED
Gold Standard Ventures Corp.
GSV
$14K ﹤0.01%
34,600
+11,000
+47% +$4.27K
OPGNW
555
DELISTED
OpGen, Inc. Warrant
OPGNW
$14K ﹤0.01%
+50
New +$13.8K
RCG
556
RENN Fund
RCG
$20.7M
$13K ﹤0.01%
12,003
-240
-2% -$269
HK
557
DELISTED
Halcon Resources Corporation
HK
$12K ﹤0.01%
128
+6
+5% +$985
DNN icon
558
Denison Mines
DNN
$2.42B
$10K ﹤0.01%
25,000
+3,000
+14% +$1.51K
RELV
559
DELISTED
Reliv International Inc
RELV
$8K ﹤0.01%
1,509
– –
NBG
560
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$6K ﹤0.01%
+11,860
New +$9.65K
AGIG
561
Abundia Global Impact Group
AGIG
$40.9M
$4K ﹤0.01%
178
-56
-24% -$1.35K
SD
562
DELISTED
SANDRIDGE ENERGY, INC.
SD
$3K ﹤0.01%
10,700
– –
APP
563
DELISTED
AMERICAN APPAREL INC COM
APP
$2K ﹤0.01%
12,500
– –
AMBA icon
564
Ambarella
AMBA
$3.15B
– –
-2,477
Closed -$255K
ARCC icon
565
Ares Capital
ARCC
$13.6B
– –
-12,690
Closed -$210K
BAP icon
566
Credicorp
BAP
$30.7B
– –
-1,508
Closed -$210K
BFH icon
567
Bread Financial
BFH
$4.41B
– –
-1,353
Closed -$316K
BGR icon
568
BlackRock Energy and Resources Trust
BGR
$411M
– –
-14,600
Closed -$263K
BKNG icon
569
Booking.com
BKNG
$158B
– –
-7,825
Closed -$362K
CBRE icon
570
CBRE Group
CBRE
$44B
– –
-8,126
Closed -$302K
CRH icon
571
CRH
CRH
$67.1B
– –
-8,050
Closed -$227K
DSU icon
572
BlackRock Debt Strategies Fund
DSU
$592M
– –
-5,550
Closed -$61K
ET icon
573
Energy Transfer Partners
ET
$69.5B
– –
-8,888
Closed -$286K
FDX icon
574
FedEx
FDX
$73.1B
– –
-2,058
Closed -$352K
FIW icon
575
First Trust Water ETF
FIW
$1.87B
– –
-8,531
Closed -$268K
21 22
23
24 25

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.