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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-1.27%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$384M
AUM Growth
-$41.6M
Cap. Flow
-$316M
Cap. Flow %
-82.26%
Top 10 Hldgs %
12.69%
Holding
2,640
New
189
Increased
71
Reduced
395
Closed
1,957

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$870K
2
SLV icon
iShares Silver Trust
SLV
+$579K
3
QID icon
ProShares UltraShort QQQ
QID
+$425K
4
WFT
Weatherford International plc
WFT
+$386K
5
KMI icon
Kinder Morgan
KMI
+$334K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$22.8M
2
META icon
Meta Platforms (Facebook)
META
+$6.67M
3
CVX icon
Chevron
CVX
+$5.29M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$4.71M
5
GE icon
GE Aerospace
GE
+$4.54M

Sector Composition

Rank Sector Weight
1 Miscellaneous 51.69%
2 Energy 7.27%
3 Technology 7.19%
4 Healthcare 6.93%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
551
Amphenol
APH
$191B
– –
-3,920
Closed -$23.6K
APO icon
552
Apollo Global Management
APO
$73.5B
– –
-3,600
Closed -$99.8K
APTV icon
553
Aptiv
APTV
$9B
– –
-600
Closed -$41.2K
ARCC icon
554
Ares Capital
ARCC
$13.9B
– –
-7,177
Closed -$128K
ARDC
555
Are Dynamic Credit Allocation Fund
ARDC
$288M
– –
-1,800
Closed -$32.8K
ARE icon
556
Alexandria Real Estate Equities
ARE
$9.21B
– –
-544
Closed -$42.2K
ARLP icon
557
Alliance Resource Partners
ARLP
$3.33B
– –
-2,357
Closed -$110K
ASA
558
ASA Gold and Precious Metals
ASA
$1.05B
– –
-360
Closed -$5.27K
ASH icon
559
Ashland
ASH
$3.23B
– –
-846
Closed -$45K
ASML icon
560
ASML
ASML
$615B
– –
-47
Closed -$4.38K
ASX icon
561
ASE Group
ASX
$98.8B
– –
-585
Closed -$3.8K
ATO icon
562
Atmos Energy
ATO
$27.4B
– –
-300
Closed -$16K
ATR icon
563
AptarGroup
ATR
$7.93B
– –
-889
Closed -$59.6K
AVA icon
564
Avista
AVA
$3.08B
– –
-207
Closed -$6.94K
AVAV icon
565
AeroVironment
AVAV
$7.95B
– –
-500
Closed -$15.9K
AVB
566
DELISTED
AvalonBay Communities
AVB
– –
-369
Closed -$52.5K
AVGO icon
567
Broadcom
AVGO
$1.62T
– –
-18,400
Closed -$133K
AVNT icon
568
Avient
AVNT
$3.75B
– –
-2,225
Closed -$93.8K
AVY icon
569
Avery Dennison
AVY
$13.1B
– –
-2,658
Closed -$136K
AWF
570
AllianceBernstein Global High Income Fund
AWF
$856M
– –
-5,684
Closed -$81.7K
AWP
571
abrdn Global Premier Properties Fund
AWP
$336M
– –
-831
Closed -$18.6K
AWR icon
572
American States Water
AWR
$3.46B
– –
-4,500
Closed -$150K
AXS icon
573
AXIS Capital
AXS
$7.27B
– –
-499
Closed -$22.1K
AXTI icon
574
AXT Inc
AXTI
$4.22B
– –
-1,037
Closed -$2.22K
AYI icon
575
Acuity Brands
AYI
$8.89B
– –
-105
Closed -$14.5K
21 22
23
24 25

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B. Riley Wealth Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, B. Riley Wealth Advisors held 2,640 positions worth $384M, down 9.8% from $426M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors withdrew a net $316M in Q3 2014, closing 1,957 positions and reducing 395 holdings. Its most notable exit was iShares 7-10 Year Treasury Bond ETF, an estimated $2.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, up from 35% a quarter earlier, followed by Energy and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in Weatherford International plc worth $357K.

  • B. Riley Wealth Advisors's largest Q3 2014 buy was Weatherford International plc: 17,182 shares worth $357K.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2014, an estimated $870K increase.
  • B. Riley Wealth Advisors's biggest Q3 2014 reduction was Apple, cutting an estimated $22.8M.
  • B. Riley Wealth Advisors fully exited iShares 7-10 Year Treasury Bond ETF in Q3 2014, selling an estimated $2.28M.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $384M portfolio in Q3 2014.
  • B. Riley Wealth Advisors opened 189 new positions and closed 1,957 in Q3 2014.
  • B. Riley Wealth Advisors's portfolio value fell 9.8% quarter-over-quarter to $384M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.