We are live on ! Find out more
BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHV
526
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$990K 0.03%
46,059
+1,608
+4% +$36.1K
BTI icon
527
British American Tobacco
BTI
$128B
$984K 0.03%
30,635
-23,983
-44% -$791K
FXL icon
528
First Trust Technology AlphaDEX Fund
FXL
$2.63B
$984K 0.03%
8,850
-1,978
-18% -$226K
HPF
529
John Hancock Preferred Income Fund II
HPF
$344M
$981K 0.03%
67,813
-6,190
-8% -$93.7K
VNLA icon
530
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$980K 0.03%
20,438
-5,280
-21% -$253K
PAGP icon
531
Plains GP Holdings
PAGP
$5.15B
$979K 0.03%
60,751
-7,839
-11% -$123K
FE icon
532
FirstEnergy
FE
$28B
$977K 0.03%
28,575
+339
+1% +$12.6K
NULG icon
533
Nuveen ESG Large-Cap Growth ETF
NULG
$2.7B
$972K 0.03%
16,209
+3,350
+26% +$209K
HAL icon
534
Halliburton
HAL
$26.6B
$971K 0.03%
23,971
+1,208
+5% +$47.3K
GGN
535
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$961K 0.03%
262,460
+50,064
+24% +$188K
LYB icon
536
LyondellBasell Industries
LYB
$19.6B
$956K 0.03%
10,100
-694
-6% -$66.7K
GDV icon
537
Gabelli Dividend & Income Trust
GDV
$2.62B
$955K 0.03%
49,136
+3,711
+8% +$77.6K
ETY icon
538
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$952K 0.03%
82,484
+3,153
+4% +$38.2K
IGHG icon
539
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$950K 0.03%
12,823
-310
-2% -$22.7K
COLD icon
540
Americold
COLD
$4.03B
$949K 0.03%
30,989
+1,426
+5% +$46.1K
SRE icon
541
Sempra
SRE
$57.3B
$945K 0.03%
13,766
-600
-4% -$43.3K
RILY icon
542
BRC Group Holdings
RILY
$301M
$936K 0.03%
22,831
-1,620
-7% -$79.8K
SNA icon
543
Snap-on
SNA
$21.2B
$935K 0.03%
3,665
+1,741
+90% +$470K
FMB icon
544
First Trust Managed Municipal ETF
FMB
$2.05B
$934K 0.03%
19,104
-1,520
-7% -$76.3K
PH icon
545
Parker-Hannifin
PH
$126B
$930K 0.03%
2,386
+103
+5% +$41.4K
WES icon
546
Western Midstream Partners
WES
$19.3B
$929K 0.03%
34,109
-1,745
-5% -$47.4K
DBA icon
547
Invesco DB Agriculture Fund
DBA
$1.24B
$927K 0.03%
43,306
-4,782
-10% -$104K
DOV icon
548
Dover
DOV
$27.7B
$926K 0.03%
6,637
-253
-4% -$36.5K
LCTU icon
549
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.23B
$923K 0.03%
19,515
+11,846
+154% +$581K
ECC
550
Eagle Point Credit Company
ECC
$506M
$919K 0.02%
90,495
+24,717
+38% +$254K
20 21
22
23 24

Similar funds

LPU
Lansdowne Partners (UK) London, United Kingdom $1.87B AUM 61.55% 1-Year Est. Return
P3I
Progeny 3 Inc Kirkland, Washington $1.87B AUM 30.4% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
Evanson Asset Management Carmel, California $1.86B AUM 25.39% 1-Year Est. Return
ACM
American Capital Management New York $1.86B AUM 20.23% 1-Year Est. Return
WRBC
W.R. Berkley Corp Greenwich, Connecticut $1.86B AUM 14.44% 1-Year Est. Return

B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.