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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$602M
AUM Growth
+$50.5M
Cap. Flow
+$30.5M
Cap. Flow %
5.07%
Top 10 Hldgs %
17.21%
Holding
610
New
87
Increased
259
Reduced
176
Closed
69

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.9M
2
VZ icon
Verizon
VZ
+$4.21M
3
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$4.05M
4
V icon
Visa
V
+$2.86M
5
WFC icon
Wells Fargo
WFC
+$2.8M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$11.1M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.54M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.34M
4
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.28M
5
NOV icon
NOV
NOV
+$3.1M

Sector Composition

Rank Sector Weight
1 Financials 8.96%
2 Healthcare 8.63%
3 Technology 8.49%
4 Communication Services 6.89%
5 Industrials 5.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALJJ
526
DELISTED
ALJ Regional Holdings Inc
ALJJ
$53K 0.01%
15,044
– –
ASNA
527
DELISTED
Ascena Retail Group, Inc.
ASNA
$53K 0.01%
+1,059
New +$46K
DNN icon
528
Denison Mines
DNN
$2.64B
$51K 0.01%
110,000
+25,000
+29% +$11.8K
JCP
529
DELISTED
J.C. Penney Company, Inc.
JCP
$45K 0.01%
+11,750
New +$52K
ZN
530
DELISTED
Zion Oil & Gas, Inc.
ZN
$44K 0.01%
12,676
– –
LYG icon
531
Lloyds Banking Group
LYG
$89B
$42K 0.01%
11,301
+679
+6% +$2.37K
VANI icon
532
Vivani Medical
VANI
$112M
$33K 0.01%
1,147
-58
-5% -$1.62K
NEPT
533
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$32K 0.01%
25
– –
GTE icon
534
Gran Tierra Energy
GTE
$238M
$30K 0.01%
1,300
– –
PALI icon
535
Palisade Bio
PALI
$353M
– –
0
– –
CLIRW
536
DELISTED
ClearSign Combustion Corporation Warrant
CLIRW
$18K ﹤0.01%
+19,000
New +$19.8K
OPGN
537
DELISTED
OpGen, Inc
OPGN
– –
0
– –
ESNC
538
DELISTED
EnSync Inc
ESNC
$8K ﹤0.01%
15,500
– –
OPGNW
539
DELISTED
OpGen, Inc. Warrant
OPGNW
$2K ﹤0.01%
49
– –
AGNC icon
540
AGNC Investment
AGNC
$12.4B
– –
-10,601
Closed -$227K
APLE icon
541
Apple Hospitality REIT
APLE
$3.98B
– –
-31,768
Closed -$596K
BABA icon
542
Alibaba
BABA
$276B
– –
-16,049
Closed -$2.26M
CB icon
543
Chubb
CB
$139B
– –
-12,198
Closed -$1.77M
CRM icon
544
Salesforce
CRM
$142B
– –
-4,304
Closed -$373K
DFS
545
DELISTED
Discover Financial Services
DFS
– –
-4,614
Closed -$288K
EFX icon
546
Equifax
EFX
$20.8B
– –
-1,930
Closed -$267K
EMBJ
547
Embraer S.A. ADS
EMBJ
$12.1B
– –
-10,640
Closed -$195K
EXP icon
548
Eagle Materials
EXP
$6.69B
– –
-26,921
Closed -$2.49M
FANG icon
549
Diamondback Energy
FANG
$55.1B
– –
-2,409
Closed -$214K
FDN icon
550
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.92B
– –
-2,382
Closed -$226K
20 21
22
23 24

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, B. Riley Wealth Advisors held 610 positions worth $602M, up 9.2% from $551M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $30.5M of net new capital in Q3 2017, opening 87 new positions and adding to 259 existing holdings. Its largest new stake was Magellan Midstream Partners, L.P.: 14,525 shares worth $1.03M.

By sector, the portfolio is most concentrated in Financials at 9% of assets, up from 8.6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Global Net Lease, an estimated $1.33M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2017 buy was Magellan Midstream Partners, L.P.: 14,525 shares worth $1.03M.
  • B. Riley Wealth Advisors added most to Vanguard FTSE Developed Markets ETF in Q3 2017, an estimated $10.9M increase.
  • B. Riley Wealth Advisors's biggest Q3 2017 reduction was Global Net Lease, cutting an estimated $1.33M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q3 2017, selling an estimated $11.1M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $602M portfolio in Q3 2017.
  • B. Riley Wealth Advisors opened 87 new positions and closed 69 in Q3 2017.
  • B. Riley Wealth Advisors's portfolio value rose 9.2% quarter-over-quarter to $602M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2017, filed 13 Nov 2017.