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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.71%
1 Year Est. Return
+37.01%
3 Year Est. Return
+105.27%
5 Year Est. Return
+122.55%
10 Year Est. Return
+465.52%
AUM
$432M
AUM Growth
-$61.5M
Cap. Flow
-$17.9M
Cap. Flow %
-4.14%
Top 10 Hldgs %
15.38%
Holding
647
New
81
Increased
232
Reduced
226
Closed
88

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$2.88M
2
AGZ icon
iShares Agency Bond ETF
AGZ
+$2.47M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$1.99M
4
GNL icon
Global Net Lease
GNL
+$1.21M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.09M

Top Sells

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$10.5M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$3.59M
3
AAPL icon
Apple
AAPL
+$1.74M
4
GG
Goldcorp Inc
GG
+$1.52M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.36M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.94%
2 Technology 9.14%
3 Healthcare 8.56%
4 Financials 6.22%
5 Consumer Staples 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEPT
526
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$60K 0.01%
43
+6
+16% +$8.98K
XPLR
527
DELISTED
Xplore Technologies Corp.
XPLR
$60K 0.01%
17,200
-1,300
-7% -$5.35K
DHY
528
UBS Asset Management High Yield Credit Fund
DHY
$225M
$59K 0.01%
26,000
– –
ADAM
529
Adamas Trust
ADAM
$804M
$57K 0.01%
3,019
-564
-16% -$10.6K
GSV
530
DELISTED
Gold Standard Ventures Corp.
GSV
$56K 0.01%
84,700
+25,500
+43% +$20.8K
AVP
531
DELISTED
Avon Products, Inc.
AVP
$54K 0.01%
11,191
-1,001
-8% -$3.57K
AMD icon
532
Advanced Micro Devices
AMD
$839B
$53K 0.01%
18,452
-2,000
-10% -$4.55K
LYG icon
533
Lloyds Banking Group
LYG
$84.8B
$53K 0.01%
13,439
+2,493
+23% +$9.65K
PED icon
534
PEDEVCO
PED
$203M
$53K 0.01%
1,433
-284
-17% -$12.8K
LKM
535
DELISTED
Link Motion Inc.
LKM
$53K 0.01%
11,470
-1,455
-11% -$5.42K
SAN icon
536
Banco Santander
SAN
$209B
$51K 0.01%
+12,113
New +$49.8K
DNN icon
537
Denison Mines
DNN
$2.53B
$49K 0.01%
89,000
+47,000
+112% +$21.8K
CLF icon
538
Cleveland-Cliffs
CLF
$6.91B
$48K 0.01%
+16,020
New +$33.6K
S
539
DELISTED
Sprint Corporation
S
$46K 0.01%
13,089
-561
-4% -$1.79K
MCZ
540
DELISTED
Mad Catz Interactive
MCZ
$38K 0.01%
180,000
+30,000
+20% +$8.74K
AUY
541
DELISTED
Yamana Gold, Inc.
AUY
$36K 0.01%
+11,758
New +$28.8K
ZNGA
542
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$36K 0.01%
15,800
– –
LLEX
543
DELISTED
LILIS ENERGY, INC COM STK
LLEX
$35K 0.01%
265,450
+44,150
+20% +$7.84K
GTE icon
544
Gran Tierra Energy
GTE
$378M
$32K 0.01%
1,300
– –
ARNA
545
DELISTED
Arena Pharmaceuticals Inc
ARNA
$32K 0.01%
1,600
-100
-6% -$1.6K
AMRN
546
Amarin Corp
AMRN
$294M
$30K 0.01%
988
– –
WYY icon
547
WidePoint Corp
WYY
$120M
$24K 0.01%
3,981
-463
-10% -$2.84K
BDCL
548
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$23K 0.01%
+11,832
New +$164K
XXII
549
22nd Century Group
XXII
$1.26M
– –
0
– –
LINE
550
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$12K ﹤0.01%
33,101
-29,147
-47% -$24.1K
20 21
22
23 24

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B. Riley Wealth Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Wealth Advisors held 647 positions worth $432M, down 12% from $494M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors withdrew a net $17.9M in Q1 2016, closing 88 positions and reducing 226 holdings. Its most notable exit was Meta Platforms (Facebook), an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, down from 43% a quarter earlier, followed by Technology and Healthcare.

Against the trend, B. Riley Wealth Advisors opened a new position in Global X NASDAQ-100 Covered Call ETF worth $2.95M.

  • B. Riley Wealth Advisors's largest Q1 2016 buy was Global X NASDAQ-100 Covered Call ETF: 131,700 shares worth $2.95M.
  • B. Riley Wealth Advisors added most to Global Net Lease in Q1 2016, an estimated $1.21M increase.
  • B. Riley Wealth Advisors's biggest Q1 2016 reduction was Apple, cutting an estimated $1.74M.
  • B. Riley Wealth Advisors fully exited Meta Platforms (Facebook) in Q1 2016, selling an estimated $10.5M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $432M portfolio in Q1 2016.
  • B. Riley Wealth Advisors opened 81 new positions and closed 88 in Q1 2016.
  • B. Riley Wealth Advisors's portfolio value fell 12% quarter-over-quarter to $432M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2016, filed 16 May 2016.