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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TAP icon
526
Molson Coors Class B
TAP
$8.02B
$134K 0.04%
2,280
-307
-12% -$17.2K
LTC
527
LTC Properties
LTC
$2.13B
$133K 0.04%
3,542
+451
+15% +$16.7K
TYG
528
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$133K 0.04%
729
– –
CEM
529
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$133K 0.04%
1,000
– –
CMCSK
530
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$133K 0.04%
+2,718
New +$133K
FAX
531
abrdn Asia-Pacific Income Fund
FAX
$592M
$132K 0.04%
3,595
+9
+0.3% +$321
FXO icon
532
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$132K 0.04%
6,050
+350
+6% +$7.49K
APU
533
DELISTED
AmeriGas Partners, L.P.
APU
$132K 0.04%
+3,127
New +$133K
EWZ icon
534
iShares MSCI Brazil ETF
EWZ
$8.98B
$131K 0.04%
2,905
-330
-10% -$13.5K
SVM
535
Silvercorp Metals
SVM
$2.02B
$131K 0.04%
67,000
+55,000
+458% +$137K
OHI icon
536
Omega Healthcare
OHI
$15.3B
$130K 0.04%
3,885
+155
+4% +$4.93K
HYB
537
DELISTED
New America High Income Fund, Inc.
HYB
$130K 0.04%
13,240
-22,771
-63% -$223K
BBDC icon
538
Barings BDC
BBDC
$869M
$129K 0.04%
4,966
+2,009
+68% +$54.9K
NFJ
539
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
$129K 0.04%
7,010
-169
-2% -$3.04K
KLAC icon
540
KLA
KLAC
$222B
$128K 0.04%
+18,530
New +$120K
WPM icon
541
Wheaton Precious Metals
WPM
$49.7B
$128K 0.04%
5,647
-193
-3% -$4.55K
BGC
542
DELISTED
General Cable Corporation
BGC
$128K 0.04%
+5,000
New +$145K
ETN icon
543
Eaton
ETN
$141B
$127K 0.04%
+1,695
New +$125K
FCRD
544
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$127K 0.04%
9,182
+18
+0.2% +$277
HXL icon
545
Hexcel
HXL
$7.97B
$126K 0.04%
+2,887
New +$126K
X
546
DELISTED
US Steel
X
$126K 0.04%
4,554
-1,245
-21% -$32.6K
SODA
547
DELISTED
SodaStream International Ltd
SODA
$126K 0.04%
+2,850
New +$116K
GG
548
DELISTED
Goldcorp Inc
GG
$126K 0.04%
5,139
-313
-6% -$7.96K
CHI
549
Calamos Convertible Opportunities and Income Fund
CHI
$968M
$125K 0.04%
9,085
+17
+0.2% +$234
DES icon
550
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$124K 0.04%
5,430
– –
20 21
22
23 24

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P3I
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EPW
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BCIM
Black Creek Investment Management Toronto, Ontario, Canada $1.86B AUM 15.33% 1-Year Est. Return
PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.