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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RUN icon
501
Sunrun
RUN
$2.56B
$543K 0.03%
+7,035
New +$331K
FLTB icon
502
Fidelity Limited Term Bond ETF
FLTB
$415M
$542K 0.03%
10,312
+730
+8% +$38.4K
SILV
503
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$535K 0.03%
63,000
+3,000
+5% +$28.4K
MASI
504
DELISTED
Masimo
MASI
$534K 0.03%
+2,298
New +$515K
FLOT icon
505
iShares Floating Rate Bond ETF
FLOT
$10.3B
$531K 0.03%
10,468
+1,581
+18% +$80.1K
UBS icon
506
UBS Group
UBS
$176B
$531K 0.03%
46,885
+20,314
+76% +$244K
VPU
507
Vanguard Utilities ETF
VPU
$8.43B
$531K 0.03%
4,133
+2,504
+154% +$324K
CFA icon
508
VictoryShares US 500 Volatility Wtd ETF
CFA
$550M
$529K 0.03%
9,739
+511
+6% +$27.4K
VSS icon
509
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.6B
$528K 0.03%
5,038
-7
-0.1% -$729
KYN icon
510
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$527K 0.03%
130,643
+8,440
+7% +$40.3K
KR icon
511
Kroger
KR
$35.5B
$525K 0.03%
15,490
+8,285
+115% +$286K
WEC icon
512
WEC Energy
WEC
$35.5B
$525K 0.03%
5,409
+6
+0.1% +$559
XFLT
513
XAI Floating Rate & Alternative Income Trust
XFLT
$286M
$524K 0.03%
17,479
-1,065
-6% -$32.1K
PGF icon
514
Invesco Financial Preferred ETF
PGF
$676M
$522K 0.03%
28,315
+10,550
+59% +$196K
FSR
515
DELISTED
Fisker Inc.
FSR
$521K 0.03%
+36,100
New +$493K
FCT
516
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$518K 0.03%
47,256
+26,236
+125% +$288K
IVOV icon
517
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$518K 0.03%
9,952
+4,896
+97% +$262K
VT icon
518
Vanguard Total World Stock ETF
VT
$79.4B
$515K 0.03%
6,562
+10
+0.2% +$803
DGX icon
519
Quest Diagnostics
DGX
$25.9B
$514K 0.03%
4,493
+1,751
+64% +$207K
PGX icon
520
Invesco Preferred ETF
PGX
$3.81B
$513K 0.03%
34,817
+4,686
+16% +$68.7K
BP icon
521
BP
BP
$110B
$512K 0.03%
29,241
-8,566
-23% -$185K
SEDG icon
522
SolarEdge
SEDG
$2.97B
$511K 0.03%
+2,176
New +$418K
FIXD icon
523
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$508K 0.03%
9,224
-5,012
-35% -$277K
VDC icon
524
Vanguard Consumer Staples ETF
VDC
$7.97B
$506K 0.03%
3,126
+478
+18% +$77K
TT icon
525
Trane Technologies
TT
$104B
$505K 0.03%
4,474
+1,126
+34% +$126K
19 20
21
22 23

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EAM
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.