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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+3.56%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$510M
AUM Growth
+$10.4M
Cap. Flow
-$4.9M
Cap. Flow %
-0.96%
Top 10 Hldgs %
14.88%
Holding
677
New
63
Increased
242
Reduced
275
Closed
62

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$5.14M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$2.17M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$975K
5
GILD icon
Gilead Sciences
GILD
+$975K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.79M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$3.35M
3
META icon
Meta Platforms (Facebook)
META
+$2.35M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$2.18M
5
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$2M

Sector Composition

Rank Sector Weight
1 Healthcare 7.83%
2 Technology 7.46%
3 Financials 6.65%
4 Communication Services 6.55%
5 Consumer Discretionary 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRA
476
DELISTED
Kraton Corporation
KRA
$241K 0.05%
+6,860
New +$220K
ILCV icon
477
iShares Morningstar Value ETF
ILCV
$1.31B
$240K 0.05%
10,880
– –
NDAQ icon
478
Nasdaq
NDAQ
$53.4B
$240K 0.05%
10,632
-27
-0.3% -$624
PPA icon
479
Invesco Aerospace & Defense ETF
PPA
$8.07B
$240K 0.05%
6,165
+729
+13% +$28.2K
CHW
480
Calamos Global Dynamic Income Fund
CHW
$516M
$239K 0.05%
+31,701
New +$233K
EOG icon
481
EOG Resources
EOG
$77.7B
$239K 0.05%
+2,466
New +$217K
KLAC icon
482
KLA
KLAC
$222B
$237K 0.05%
33,860
-40
-0.1% -$288
PAYX icon
483
Paychex
PAYX
$43.4B
$237K 0.05%
+4,073
New +$244K
PHO icon
484
Invesco Water Resources ETF
PHO
$2.03B
$237K 0.05%
9,624
-89
-0.9% -$2.16K
RGC
485
DELISTED
Regal Entertainment Group
RGC
$236K 0.05%
10,808
– –
BDX icon
486
Becton Dickinson
BDX
$46.4B
$235K 0.05%
1,331
+15
+1% +$2.56K
HMC icon
487
Honda
HMC
$39.8B
$235K 0.05%
15,114
+7,015
+87% +$201K
CBOE icon
488
Cboe Global Markets
CBOE
$32.2B
$234K 0.05%
3,601
-12
-0.3% -$818
PPL
489
PPL Corp
PPL
$26.9B
$234K 0.05%
6,741
+595
+10% +$21.4K
IYE icon
490
iShares US Energy ETF
IYE
$1.72B
$233K 0.05%
5,964
-946
-14% -$36K
NMZ icon
491
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$233K 0.05%
16,050
+14
+0.1% +$208
NVS icon
492
Novartis
NVS
$302B
$233K 0.05%
3,263
+107
+3% +$7.8K
USB icon
493
US Bancorp
USB
$97.9B
$233K 0.05%
5,409
-544
-9% -$23.1K
XLBS
494
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$232K 0.05%
5,740
-160
-3% -$6.47K
IGSB icon
495
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$231K 0.05%
+4,358
New +$231K
SPYB
496
DELISTED
SPDR S&P 500 Buyback ETF
SPYB
$231K 0.05%
4,650
-1,200
-21% -$58.3K
APA icon
497
APA Corp
APA
$13B
$229K 0.04%
+3,542
New +$194K
BAP icon
498
Credicorp
BAP
$30.5B
$229K 0.04%
1,500
– –
HAL icon
499
Halliburton
HAL
$26.1B
$226K 0.04%
5,019
-295
-6% -$12.9K
MU icon
500
Micron Technology
MU
$835B
$226K 0.04%
12,637
-1,373
-10% -$20.9K
18 19
20
21 22

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B. Riley Wealth Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, B. Riley Wealth Advisors held 677 positions worth $510M, up 2.1% from $499M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors's Q3 2016 filing shows 63 new, 242 increased, 275 reduced and 62 closed positions. Its largest new stake was Berkshire Hathaway Class B: 35,151 shares worth $5.08M. The largest sale was Eagle Materials, an estimated $3.79M.

By sector, the portfolio is most concentrated in Healthcare at 7.8% of assets, down from 7.9% a quarter earlier, followed by Technology and Financials.

  • B. Riley Wealth Advisors's largest Q3 2016 buy was Berkshire Hathaway Class B: 35,151 shares worth $5.08M.
  • B. Riley Wealth Advisors added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $2.17M increase.
  • B. Riley Wealth Advisors's biggest Q3 2016 reduction was Eagle Materials, cutting an estimated $3.79M.
  • B. Riley Wealth Advisors fully exited Schwab Short-Term US Treasury ETF in Q3 2016, selling an estimated $3.35M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $510M portfolio in Q3 2016.
  • B. Riley Wealth Advisors opened 63 new positions and closed 62 in Q3 2016.
  • B. Riley Wealth Advisors's portfolio value rose 2.1% quarter-over-quarter to $510M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.