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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RPAI
476
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$206K 0.05%
+14,604
New +$209K
SCTY
477
DELISTED
SolarCity Corporation
SCTY
$206K 0.05%
4,805
-2,000
-29% -$100K
LLL
478
DELISTED
L3 Technologies, Inc.
LLL
$205K 0.05%
+1,949
New +$220K
MORE
479
DELISTED
Monogram Residential Trust, Inc.
MORE
$200K 0.05%
21,433
-4,243
-17% -$39.7K
FFC
480
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$776M
$197K 0.05%
10,480
-499
-5% -$9.33K
PBCT
481
DELISTED
People's United Financial Inc
PBCT
$193K 0.05%
12,215
+177
+1% +$2.81K
RESI
482
DELISTED
Front Yard Residential Corporation Common Stock
RESI
$193K 0.05%
13,723
-424
-3% -$6.8K
RGC
483
DELISTED
Regal Entertainment Group
RGC
$188K 0.05%
+10,032
New +$194K
GNT
484
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$187K 0.04%
32,276
+17,576
+120% +$112K
ASMB icon
485
Assembly Biosciences
ASMB
$499M
$185K 0.04%
+1,605
New +$282K
FXEN
486
DELISTED
FX ENERGY INC
FXEN
$183K 0.04%
191,981
-360,841
-65% -$326K
VIV icon
487
Telefônica Brasil
VIV
$20.7B
$173K 0.04%
18,717
+5,073
+37% +$59.6K
ETJ
488
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$565M
$169K 0.04%
+17,583
New +$184K
ERIC icon
489
Ericsson
ERIC
$32.2B
$161K 0.04%
16,323
+3,801
+30% +$38.5K
AMAT icon
490
Applied Materials
AMAT
$409B
$158K 0.04%
10,653
+618
+6% +$10.3K
MIE
491
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$152K 0.04%
+12,700
New +$188K
VHC icon
492
VirnetX Holding Corp
VHC
$56.4M
$145K 0.03%
2,035
+447
+28% +$35.6K
SNOA icon
493
Sonoma Pharmaceuticals
SNOA
$5.26M
$142K 0.03%
121
+17
+16% +$20.2K
HTY
494
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$142K 0.03%
+15,255
New +$147K
RAD
495
DELISTED
Rite Aid Corporation
RAD
$142K 0.03%
1,166
+130
+13% +$21.7K
EXG icon
496
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$136K 0.03%
+16,304
New +$153K
SBS icon
497
Sabesp
SBS
$19.2B
$135K 0.03%
177,580
+29,928
+20% +$26.9K
TWO
498
Two Harbors Investment
TWO
$1.27B
$130K 0.03%
1,830
-806
-31% -$62.8K
BXMX
499
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$129K 0.03%
+10,591
New +$135K
BRG
500
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$126K 0.03%
+10,515
New +$126K
18 19
20
21 22

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BCIM
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PCP
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EAM
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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.