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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
26
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$3.78M 0.77%
83,571
+5,655
+7% +$252K
VTV icon
27
Vanguard Value ETF
VTV
$188B
$3.77M 0.77%
40,503
-2,981
-7% -$267K
PG icon
28
Procter & Gamble
PG
$340B
$3.76M 0.76%
44,670
-7,528
-14% -$642K
PFE icon
29
Pfizer
PFE
$143B
$3.69M 0.75%
119,592
-8,716
-7% -$266K
SPY icon
30
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$3.68M 0.75%
16,478
-2,387
-13% -$521K
XLF icon
31
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$3.65M 0.74%
156,956
+15,098
+11% +$324K
XOM icon
32
ExxonMobil
XOM
$650B
$3.64M 0.74%
40,348
-1,889
-4% -$165K
VOO icon
33
Vanguard S&P 500 ETF
VOO
$956B
$3.53M 0.72%
17,202
+502
+3% +$101K
VUG icon
34
Vanguard Growth ETF
VUG
$212B
$3.5M 0.71%
188,358
-7,326
-4% -$136K
VMBS icon
35
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$3.23M 0.66%
61,696
-2,536
-4% -$135K
BSJI
36
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$3.21M 0.65%
127,474
+4,842
+4% +$122K
FLTB icon
37
Fidelity Limited Term Bond ETF
FLTB
$416M
$3.11M 0.63%
62,268
+2,273
+4% +$114K
SHY icon
38
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.1M 0.63%
36,698
+30,697
+512% +$2.6M
HD icon
39
Home Depot
HD
$337B
$2.92M 0.59%
21,749
-1,563
-7% -$201K
BLV icon
40
Vanguard Long-Term Bond ETF
BLV
$5.74B
$2.91M 0.59%
32,676
+71
+0.2% +$6.53K
SBUX icon
41
Starbucks
SBUX
$119B
$2.88M 0.59%
51,841
-1,204
-2% -$66.7K
AGZ icon
42
iShares Agency Bond ETF
AGZ
$559M
$2.84M 0.58%
25,180
+2,410
+11% +$274K
KO icon
43
Coca-Cola
KO
$383B
$2.76M 0.56%
66,583
-8,612
-11% -$358K
MRK icon
44
Merck
MRK
$322B
$2.76M 0.56%
49,053
-8,964
-15% -$525K
DGRO icon
45
iShares Core Dividend Growth ETF
DGRO
$42.8B
$2.52M 0.51%
87,059
+8,351
+11% +$235K
EPD icon
46
Enterprise Products Partners
EPD
$83.7B
$2.49M 0.51%
91,967
+2,884
+3% +$75.1K
INTC icon
47
Intel
INTC
$413B
$2.48M 0.5%
68,360
-5,803
-8% -$208K
BAC icon
48
Bank of America
BAC
$429B
$2.47M 0.5%
111,845
-10,797
-9% -$208K
IWM icon
49
iShares Russell 2000 ETF
IWM
$79.1B
$2.24M 0.46%
16,611
-900
-5% -$115K
IBM icon
50
IBM
IBM
$213B
$2.23M 0.45%
14,071
-2,548
-15% -$388K
1
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.