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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-6.68%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$416M
AUM Growth
+$13.8M
Cap. Flow
+$51.9M
Cap. Flow %
12.46%
Top 10 Hldgs %
15.86%
Holding
642
New
109
Increased
323
Reduced
116
Closed
79

Top Buys

Rank Stock Value
1
DWTI
VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return
DWTI
+$3.53M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.95M
3
UDF
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
+$1.81M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.62M
5
AAPL icon
Apple
AAPL
+$1.39M

Top Sells

Rank Stock Value
1
MPVD
Mountain Province Diamonds Inc.
MPVD
+$2.32M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$1.95M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.55M
4
MRVC
MRV Communications Inc
MRVC
+$830K
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$613K

Sector Composition

Rank Sector Weight
1 Healthcare 9.64%
2 Technology 8.67%
3 Financials 7.4%
4 Communication Services 7.09%
5 Consumer Staples 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM icon
26
JPMorgan Chase
JPM
$947B
$2.7M 0.65%
44,315
+8,359
+23% +$548K
USMV icon
27
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$2.69M 0.65%
67,857
+1,504
+2% +$61.5K
BAC icon
28
Bank of America
BAC
$438B
$2.55M 0.61%
163,821
+58,774
+56% +$989K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$2.55M 0.61%
13,276
+1,842
+16% +$374K
AGZ icon
30
iShares Agency Bond ETF
AGZ
$560M
$2.43M 0.58%
21,335
-1,238
-5% -$140K
SBUX icon
31
Starbucks
SBUX
$118B
$2.4M 0.58%
42,279
+4,411
+12% +$247K
SLYG icon
32
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$2.3M 0.55%
52,856
+524
+1% +$24.3K
SHY icon
33
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.27M 0.54%
26,651
+23,025
+635% +$1.95M
HD icon
34
Home Depot
HD
$345B
$2.19M 0.52%
18,913
+2,605
+16% +$301K
IGD
35
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$2.17M 0.52%
311,451
-24,433
-7% -$186K
BMY icon
36
Bristol-Myers Squibb
BMY
$130B
$2.15M 0.52%
36,244
+2,362
+7% +$150K
MNKD icon
37
MannKind Corp
MNKD
$1.21B
$2.13M 0.51%
132,618
+25
+0% +$531
XLV icon
38
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$2.11M 0.51%
31,772
+3,039
+11% +$222K
KO icon
39
Coca-Cola
KO
$384B
$2.1M 0.51%
52,359
+468
+0.9% +$18.7K
MRK icon
40
Merck
MRK
$326B
$2.06M 0.5%
43,755
+3,269
+8% +$174K
FDN icon
41
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$2.03M 0.49%
30,704
+714
+2% +$49.6K
IJT icon
42
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$1.98M 0.47%
32,876
-54
-0.2% -$3.46K
XLE icon
43
State Street Energy Select Sector SPDR ETF
XLE
$38.3B
$1.95M 0.47%
63,820
+25,732
+68% +$867K
PM icon
44
Philip Morris
PM
$317B
$1.88M 0.45%
23,684
+4,006
+20% +$330K
GILD icon
45
Gilead Sciences
GILD
$166B
$1.86M 0.45%
18,962
+6,684
+54% +$742K
DIS icon
46
Walt Disney
DIS
$172B
$1.84M 0.44%
18,042
+2,506
+16% +$273K
COP icon
47
ConocoPhillips
COP
$139B
$1.83M 0.44%
38,223
-2,471
-6% -$126K
REZ icon
48
iShares Residential and Multisector Real Estate ETF
REZ
$908M
$1.83M 0.44%
30,912
+1,238
+4% +$72.7K
UDF
49
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$1.8M 0.43%
+102,300
New +$1.81M
NKE icon
50
Nike
NKE
$64.1B
$1.79M 0.43%
29,158
-212
-0.7% -$12K
1
2
3 4 5

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B. Riley Wealth Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, B. Riley Wealth Advisors held 642 positions worth $416M, up 3.4% from $402M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $51.9M of net new capital in Q3 2015, opening 109 new positions and adding to 323 existing holdings. Its largest new stake was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.

By sector, the portfolio is most concentrated in Healthcare at 9.6% of assets, down from 10% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Mountain Province Diamonds Inc., an estimated $2.32M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2015 buy was VelocityShares 3x Inverse Crude ETN linked to the S&P GSCI Crude Oil Index Excess Return: 28,290 shares worth $3.01M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $1.95M increase.
  • B. Riley Wealth Advisors's biggest Q3 2015 reduction was Mountain Province Diamonds Inc., cutting an estimated $2.32M.
  • B. Riley Wealth Advisors fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $1.95M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $416M portfolio in Q3 2015.
  • B. Riley Wealth Advisors opened 109 new positions and closed 79 in Q3 2015.
  • B. Riley Wealth Advisors's portfolio value rose 3.4% quarter-over-quarter to $416M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2015, filed 16 Nov 2015.