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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WELL icon
451
Welltower
WELL
$175B
$209K 0.04%
3,095
-15,423
-83% -$1.02M
BSCL
452
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$208K 0.04%
9,879
+26
+0.3% +$552
CCL icon
453
Carnival Corporation Ltd
CCL
$38.7B
$207K 0.04%
+3,976
New +$199K
ILCG icon
454
iShares Morningstar Growth ETF
ILCG
$3.06B
$207K 0.04%
8,550
-1,895
-18% -$45.7K
PDI icon
455
PIMCO Dynamic Income Fund
PDI
$7.42B
$205K 0.04%
7,397
+78
+1% +$2.21K
VSS icon
456
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$205K 0.04%
+2,178
New +$208K
ETJ
457
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$204K 0.04%
22,690
+3,211
+16% +$29.1K
HST icon
458
Host Hotels & Resorts
HST
$17.4B
$204K 0.04%
10,741
+425
+4% +$7.18K
HSY icon
459
Hershey
HSY
$37.2B
$203K 0.04%
+1,953
New +$193K
NOK icon
460
Nokia
NOK
$49.9B
$203K 0.04%
41,823
+7,378
+21% +$34.8K
WWAV
461
DELISTED
The WhiteWave Foods Company
WWAV
$203K 0.04%
3,635
-1,203
-25% -$65.8K
REM icon
462
iShares Mortgage Real Estate ETF
REM
$553M
$202K 0.04%
4,792
-4,641
-49% -$194K
SPB icon
463
Spectrum Brands
SPB
$2.08B
$202K 0.04%
+1,649
New +$211K
PMM
464
Franklin Managed Municipal Income Trust
PMM
$271M
$201K 0.04%
28,422
+287
+1% +$2.11K
AGNC icon
465
AGNC Investment
AGNC
$12.9B
$195K 0.04%
+10,734
New +$203K
HWM icon
466
Howmet Aerospace
HWM
$114B
$192K 0.04%
+13,408
New +$202K
DNP icon
467
DNP Select Income Fund
DNP
$4.14B
$190K 0.04%
18,536
-14,753
-44% -$150K
TI.A
468
DELISTED
Telecom Italia 10 Svg
TI.A
$188K 0.04%
25,700
– –
CCUR
469
DELISTED
CCUR Holdings, Inc. Common Stock
CCUR
$188K 0.04%
35,000
-22,500
-39% -$127K
DB icon
470
Deutsche Bank
DB
$67.6B
$187K 0.04%
11,570
+180
+2% +$2.54K
HBAN icon
471
Huntington Bancshares
HBAN
$35B
$181K 0.04%
+13,585
New +$158K
CLF icon
472
Cleveland-Cliffs
CLF
$6.84B
$178K 0.04%
21,120
-2,400
-10% -$18.1K
NMZ icon
473
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$176K 0.04%
13,673
-2,377
-15% -$31.4K
ASMB icon
474
Assembly Biosciences
ASMB
$507M
$171K 0.03%
1,167
-479
-29% -$71.2K
DRD
475
DRDGold
DRD
$1.79B
$166K 0.03%
31,192
-371
-1% -$1.73K
17 18
19
20 21

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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.