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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
-2.48%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.7B
AUM Growth
-$760M
Cap. Flow
-$635M
Cap. Flow %
-17.18%
Top 10 Hldgs %
20.23%
Holding
1,666
New
129
Increased
629
Reduced
619
Closed
220

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.3M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$12.1M
3
TBIL
F/m US Treasury 3 Month Bill Fund
TBIL
+$10.8M
4
HYZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
+$9.27M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.69M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$109M
2
AMZN icon
Amazon
AMZN
+$49.5M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$48.8M
4
CVX icon
Chevron
CVX
+$36M
5
AZO icon
AutoZone
AZO
+$31.8M

Sector Composition

Rank Sector Weight
1 Technology 14.45%
2 Healthcare 6.56%
3 Consumer Discretionary 5.85%
4 Financials 5.6%
5 Energy 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
426
Edwards Lifesciences
EW
$51.1B
$1.46M 0.04%
21,065
-1,098
-5% -$88.2K
SLB icon
427
SLB Ltd
SLB
$73.2B
$1.45M 0.04%
24,800
-6,965
-22% -$404K
BKNG icon
428
Booking.com
BKNG
$149B
$1.45M 0.04%
11,775
+2,125
+22% +$257K
AGRO icon
429
Adecoagro
AGRO
$1.37B
$1.45M 0.04%
123,990
+26,000
+27% +$281K
XYLD icon
430
Global X S&P 500 Covered Call ETF
XYLD
$3.26B
$1.44M 0.04%
36,990
+944
+3% +$38.3K
GUG
431
Guggenheim Active Allocation Fund
GUG
$509M
$1.42M 0.04%
105,330
+16,779
+19% +$235K
SPYM
432
State Street SPDR Portfolio S&P 500 ETF
SPYM
$164B
$1.41M 0.04%
28,120
+9,124
+48% +$477K
IBB icon
433
iShares Biotechnology ETF
IBB
$9.18B
$1.41M 0.04%
11,493
-537
-4% -$68.3K
ADSK icon
434
Autodesk
ADSK
$49.6B
$1.4M 0.04%
6,783
-3,961
-37% -$832K
ILCG icon
435
iShares Morningstar Growth ETF
ILCG
$3.17B
$1.4M 0.04%
23,467
-5,235
-18% -$325K
AMP icon
436
Ameriprise Financial
AMP
$48.8B
$1.4M 0.04%
4,238
+598
+16% +$204K
JAAA icon
437
Janus Henderson AAA CLO ETF
JAAA
$29.2B
$1.37M 0.04%
27,294
+5,095
+23% +$255K
IAT icon
438
iShares US Regional Banks ETF
IAT
$682M
$1.37M 0.04%
40,286
+2,275
+6% +$81.9K
BHK icon
439
BlackRock Core Bond Trust
BHK
$649M
$1.36M 0.04%
136,470
-4,715
-3% -$49.2K
FJUL icon
440
FT Vest US Equity Buffer ETF July
FJUL
$1.23B
$1.36M 0.04%
+35,334
New +$1.39M
VLUE icon
441
iShares MSCI USA Value Factor ETF
VLUE
$9.21B
$1.35M 0.04%
14,791
-1,418
-9% -$134K
CP icon
442
Canadian Pacific Kansas City
CP
$79.7B
$1.35M 0.04%
18,076
+3,115
+21% +$247K
INTU icon
443
Intuit
INTU
$87.1B
$1.34M 0.04%
2,632
-842
-24% -$426K
DINO icon
444
HF Sinclair
DINO
$15.8B
$1.34M 0.04%
23,529
-1,280
-5% -$69.6K
RUN icon
445
Sunrun
RUN
$2.49B
$1.34M 0.04%
106,628
+2,975
+3% +$48.9K
FBCG
446
DELISTED
Fidelity Blue Chip Growth ETF
FBCG
$1.34M 0.04%
46,160
+2,150
+5% +$64.7K
FXH icon
447
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.33M 0.04%
13,657
-185
-1% -$19.2K
PHO icon
448
Invesco Water Resources ETF
PHO
$2.03B
$1.32M 0.04%
24,850
+1,984
+9% +$111K
GSL icon
449
Global Ship Lease
GSL
$1.59B
$1.32M 0.04%
72,009
+5,946
+9% +$116K
PTNQ icon
450
Pacer Trendpilot 100 ETF
PTNQ
$1.22B
$1.32M 0.04%
21,480
+158
+0.7% +$9.86K
16 17
18
19 20

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P3I
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EPW
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BCIM
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PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, B. Riley Wealth Advisors held 1,666 positions worth $3.7B, down 17% from $4.46B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

B. Riley Wealth Advisors withdrew a net $635M in Q3 2023, closing 220 positions and reducing 619 holdings. Its most notable exit was Berkshire Hathaway Class A, an estimated $20.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 16% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares Treasury Floating Rate Bond ETF worth $7.32M.

  • B. Riley Wealth Advisors's largest Q3 2023 buy was iShares Treasury Floating Rate Bond ETF: 144,283 shares worth $7.32M.
  • B. Riley Wealth Advisors added most to Vanguard Morningstar Value ETF in Q3 2023, an estimated $17.3M increase.
  • B. Riley Wealth Advisors's biggest Q3 2023 reduction was Apple, cutting an estimated $109M.
  • B. Riley Wealth Advisors fully exited Berkshire Hathaway Class A in Q3 2023, selling an estimated $20.2M.
  • B. Riley Wealth Advisors's ten largest holdings make up 20% of its $3.7B portfolio in Q3 2023.
  • B. Riley Wealth Advisors opened 129 new positions and closed 220 in Q3 2023.
  • B. Riley Wealth Advisors's portfolio value fell 17% quarter-over-quarter to $3.7B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2023, filed 1 Dec 2023.