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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAS icon
426
Masco
MAS
$15B
$674K 0.04%
12,242
+4,882
+66% +$273K
ROP icon
427
Roper Technologies
ROP
$38.6B
$674K 0.04%
1,715
+855
+99% +$356K
ARCC icon
428
Ares Capital
ARCC
$13.9B
$673K 0.04%
47,565
+12,874
+37% +$183K
MLPB icon
429
ETRACS Alerian MLP Infrastructure Index ETN Series B due Apr 2 2040
MLPB
$248M
$673K 0.04%
64,867
+33,492
+107% +$357K
HYS icon
430
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$672K 0.04%
+7,148
New +$670K
SPLK
431
DELISTED
Splunk Inc
SPLK
$670K 0.04%
3,538
+108
+3% +$21.5K
FPE icon
432
First Trust Preferred Securities and Income ETF
FPE
$6.35B
$669K 0.04%
34,888
-1,020
-3% -$19.5K
KORP icon
433
American Century Diversified Corporate Bond ETF
KORP
$886M
$669K 0.04%
12,714
-687
-5% -$36.2K
EMN icon
434
Eastman Chemical
EMN
$8.28B
$664K 0.04%
8,562
+382
+5% +$28.8K
AWK icon
435
American Water Works
AWK
$26.3B
$663K 0.04%
4,569
+86
+2% +$12.2K
WORK
436
DELISTED
Slack Technologies, Inc.
WORK
$663K 0.04%
24,615
-6,542
-21% -$192K
KMI icon
437
Kinder Morgan
KMI
$69.6B
$655K 0.03%
52,474
+1,500
+3% +$20.9K
REGN icon
438
Regeneron Pharmaceuticals
REGN
$78B
$651K 0.03%
1,106
+464
+72% +$281K
DOV icon
439
Dover
DOV
$28B
$650K 0.03%
6,019
+332
+6% +$35.5K
IXJ icon
440
iShares Global Healthcare ETF
IXJ
$4.07B
$649K 0.03%
9,117
+1,699
+23% +$122K
SPIP icon
441
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$648K 0.03%
21,184
+11,196
+112% +$344K
SPTS icon
442
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
$648K 0.03%
21,081
+9,835
+87% +$302K
IWD icon
443
iShares Russell 1000 Value ETF
IWD
$83B
$646K 0.03%
5,507
+345
+7% +$40.9K
GE icon
444
GE Aerospace
GE
$385B
$644K 0.03%
20,417
-4,830
-19% -$157K
NXJ
445
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$643K 0.03%
47,455
-1,310
-3% -$17.9K
SWK icon
446
Stanley Black & Decker
SWK
$15.2B
$643K 0.03%
3,965
-90
-2% -$14K
MHD icon
447
BlackRock MuniHoldings Fund
MHD
$604M
$639K 0.03%
42,003
-973
-2% -$15.1K
VV icon
448
Vanguard Morningstar Large-Cap ETF
VV
$53.9B
$639K 0.03%
4,080
+412
+11% +$63.5K
HZNP
449
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$637K 0.03%
8,246
+4,343
+111% +$299K
SNPS icon
450
Synopsys
SNPS
$76.5B
$635K 0.03%
2,972
+145
+5% +$29.5K
16 17
18
19 20

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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.