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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+5.25%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$740M
AUM Growth
+$138M
Cap. Flow
+$108M
Cap. Flow %
14.57%
Top 10 Hldgs %
15.71%
Holding
683
New
142
Increased
281
Reduced
201
Closed
43

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$13M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.46M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$7.32M
4
STEW
SRH Total Return Fund
STEW
+$7M
5
BABA icon
Alibaba
BABA
+$4.61M

Top Sells

Rank Stock Value
1
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$4.55M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$4.49M
3
VZ icon
Verizon
VZ
+$3.89M
4
WFC icon
Wells Fargo
WFC
+$3.8M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.8M

Sector Composition

Rank Sector Weight
1 Technology 8.6%
2 Financials 7.99%
3 Healthcare 7.62%
4 Communication Services 7.32%
5 Consumer Discretionary 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCV icon
426
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.14B
$317K 0.04%
5,955
+480
+9% +$24.7K
SEIC icon
427
SEI Investments
SEIC
$12.2B
$316K 0.04%
+4,376
New +$293K
IQV icon
428
IQVIA
IQV
$35.6B
$312K 0.04%
3,181
– –
FTSL icon
429
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$311K 0.04%
6,455
+354
+6% +$17.1K
ONEQ icon
430
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$310K 0.04%
11,420
-990
-8% -$26.3K
PKG icon
431
Packaging Corp of America
PKG
$22.5B
$310K 0.04%
2,565
-23
-0.9% -$2.67K
VRTX icon
432
Vertex Pharmaceuticals
VRTX
$122B
$310K 0.04%
2,066
-2,137
-51% -$316K
FLIR
433
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$308K 0.04%
+6,605
New +$302K
OCSI
434
DELISTED
Oaktree Strategic Income Corporation
OCSI
$308K 0.04%
+36,658
New +$317K
AJG icon
435
Arthur J. Gallagher & Co
AJG
$65.1B
$307K 0.04%
4,837
-32
-0.7% -$2.04K
NSL
436
DELISTED
NUVEEN SENIOR INCM FD
NSL
$307K 0.04%
47,061
+2,245
+5% +$14.8K
CDNS icon
437
Cadence Design Systems
CDNS
$93.4B
$306K 0.04%
7,301
+1,110
+18% +$47.7K
WTRG icon
438
Essential Utilities
WTRG
$11.2B
$306K 0.04%
7,793
-165
-2% -$6.02K
PH icon
439
Parker-Hannifin
PH
$124B
$305K 0.04%
1,526
+53
+4% +$9.85K
FTC icon
440
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$303K 0.04%
+4,943
New +$296K
LNC icon
441
Lincoln National
LNC
$7.88B
$303K 0.04%
3,932
-23
-0.6% -$1.74K
NGL icon
442
NGL Energy Partners
NGL
$1.87B
$303K 0.04%
21,556
-119
-0.5% -$1.47K
PANW icon
443
Palo Alto Networks
PANW
$259B
$303K 0.04%
12,510
-5,784
-32% -$141K
XLU icon
444
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$303K 0.04%
11,490
+6
+0.1% +$165
CLIR icon
445
ClearSign Technologies
CLIR
$25.1M
$302K 0.04%
8,353
-490
-6% -$16K
ETY icon
446
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$302K 0.04%
+24,700
New +$293K
ASIX icon
447
AdvanSix
ASIX
$546M
$300K 0.04%
+7,125
New +$305K
EMB icon
448
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$300K 0.04%
2,572
+67
+3% +$7.75K
TWX
449
DELISTED
Time Warner Inc
TWX
$300K 0.04%
3,263
-117
-3% -$11.1K
ANET icon
450
Arista Networks
ANET
$215B
$299K 0.04%
+20,304
New +$272K
16 17
18
19 20

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, B. Riley Wealth Advisors held 683 positions worth $740M, up 23% from $602M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors deployed $108M of net new capital in Q4 2017, opening 142 new positions and adding to 281 existing holdings. Its largest new stake was Meta Platforms (Facebook): 73,602 shares worth $13M.

By sector, the portfolio is most concentrated in Technology at 8.6% of assets, up from 8.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Voya Global Equity Dividend and Premium Opportunity Fund, an estimated $4.55M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2017 buy was Meta Platforms (Facebook): 73,602 shares worth $13M.
  • B. Riley Wealth Advisors added most to SRH Total Return Fund in Q4 2017, an estimated $7M increase.
  • B. Riley Wealth Advisors's biggest Q4 2017 reduction was Voya Global Equity Dividend and Premium Opportunity Fund, cutting an estimated $4.55M.
  • B. Riley Wealth Advisors fully exited United States Oil Fund in Q4 2017, selling an estimated $737K.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $740M portfolio in Q4 2017.
  • B. Riley Wealth Advisors opened 142 new positions and closed 43 in Q4 2017.
  • B. Riley Wealth Advisors's portfolio value rose 23% quarter-over-quarter to $740M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2017, filed 15 Feb 2018.