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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AJG icon
426
Arthur J. Gallagher & Co
AJG
$68.2B
$223K 0.05%
4,263
+197
+5% +$9.91K
RGC
427
DELISTED
Regal Entertainment Group
RGC
$223K 0.05%
10,808
– –
IGSB icon
428
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$221K 0.04%
4,208
-150
-3% -$7.89K
KS
429
DELISTED
KapStone Paper and Pack Corp.
KS
$221K 0.04%
10,020
-1,412
-12% -$28.7K
CMG icon
430
Chipotle Mexican Grill
CMG
$43B
$220K 0.04%
28,950
-2,850
-9% -$22.5K
LHX icon
431
L3Harris
LHX
$56.9B
$220K 0.04%
+2,138
New +$211K
DHR icon
432
Danaher
DHR
$140B
$219K 0.04%
3,165
+166
+6% +$11.5K
FTSL icon
433
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$218K 0.04%
+4,482
New +$217K
RIG icon
434
Transocean
RIG
$5.52B
$218K 0.04%
14,723
+838
+6% +$9.93K
TSE
435
DELISTED
Trinseo
TSE
$218K 0.04%
3,669
– –
OA
436
DELISTED
Orbital ATK, Inc.
OA
$218K 0.04%
+2,473
New +$201K
CHL
437
DELISTED
China Mobile Limited
CHL
$218K 0.04%
4,119
-380
-8% -$21.3K
BCR
438
DELISTED
CR Bard Inc.
BCR
$218K 0.04%
967
-3,625
-79% -$788K
AMAT icon
439
Applied Materials
AMAT
$378B
$217K 0.04%
+6,700
New +$204K
BRSL
440
Brightstar Lottery PLC
BRSL
$1.92B
$217K 0.04%
8,472
– –
WFM
441
DELISTED
Whole Foods Market Inc
WFM
$217K 0.04%
+7,045
New +$212K
BDX icon
442
Becton Dickinson
BDX
$45.8B
$216K 0.04%
1,334
+3
+0.2% +$498
NCLH icon
443
Norwegian Cruise Line
NCLH
$9.74B
$216K 0.04%
+5,059
New +$203K
PFXF icon
444
VanEck Preferred Securities ex Financials ETF
PFXF
$2.4B
$215K 0.04%
+11,086
New +$219K
HAS icon
445
Hasbro
HAS
$13.6B
$214K 0.04%
2,732
+188
+7% +$15.5K
HQL
446
abrdn Life Sciences Investors
HQL
$589M
$214K 0.04%
+12,579
New +$221K
PPL
447
PPL Corp
PPL
$27.3B
$212K 0.04%
6,199
-542
-8% -$18.2K
BTI icon
448
British American Tobacco
BTI
$134B
$210K 0.04%
3,694
+464
+14% +$26.3K
ONEQ icon
449
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$209K 0.04%
+9,840
New +$206K
ORI icon
450
Old Republic International
ORI
$10.8B
$209K 0.04%
11,000
-17,050
-61% -$307K
16 17
18
19 20

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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.