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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.82%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$313M
AUM Growth
+$20.6M
Cap. Flow
+$3.81M
Cap. Flow %
1.22%
Top 10 Hldgs %
17.49%
Holding
763
New
96
Increased
243
Reduced
271
Closed
87

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.48M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.36M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$3.18M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$3.06M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.95M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$6.08M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$5.13M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$3.49M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$2.09M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 9.35%
2 Energy 8.45%
3 Financials 7.74%
4 Healthcare 5.09%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
426
DELISTED
Coterra Energy
CTRA
$153K 0.05%
3,957
– –
TAL icon
427
TAL Education Group
TAL
$6.04B
$153K 0.05%
+41,790
New +$129K
ECL icon
428
Ecolab
ECL
$79.8B
$152K 0.05%
+1,459
New +$152K
PRU icon
429
Prudential Financial
PRU
$42.6B
$152K 0.05%
1,645
-58
-3% -$4.95K
CNP icon
430
CenterPoint Energy
CNP
$28.3B
$151K 0.05%
6,520
+224
+4% +$5.38K
DE icon
431
Deere & Co
DE
$165B
$151K 0.05%
1,658
-2,152
-56% -$182K
FCRD
432
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$151K 0.05%
9,164
+14
+0.2% +$228
HSA
433
DELISTED
HELIOS STRATEGIC INCOME FD, INC
HSA
$150K 0.05%
22,638
-15,273
-40% -$99.2K
JSN
434
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$149K 0.05%
11,756
-5,227
-31% -$64.5K
DHF
435
BNY Mellon High Yield Strategies Fund
DHF
$170M
$148K 0.05%
36,335
+614
+2% +$2.49K
RDS.B
436
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$148K 0.05%
1,968
– –
PWE
437
DELISTED
Penn West Energy Petroleum Ltd
PWE
$148K 0.05%
17,657
+6,900
+64% +$66.2K
DVN icon
438
Devon Energy
DVN
$51.3B
$147K 0.05%
2,375
-30
-1% -$1.84K
XTL icon
439
State Street SPDR S&P Telecom ETF
XTL
$543M
$147K 0.05%
+2,650
New +$140K
EXG icon
440
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$146K 0.05%
14,584
-237
-2% -$2.33K
WTRG icon
441
Essential Utilities
WTRG
$11.5B
$146K 0.05%
6,200
-247
-4% -$6.02K
BDJ icon
442
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$145K 0.05%
18,206
+33
+0.2% +$255
EWZ icon
443
iShares MSCI Brazil ETF
EWZ
$8.98B
$145K 0.05%
3,235
-203
-6% -$9.64K
TAP icon
444
Molson Coors Class B
TAP
$8.02B
$145K 0.05%
2,587
– –
VNQ icon
445
Vanguard Real Estate ETF
VNQ
$39.9B
$145K 0.05%
2,239
-189
-8% -$12.6K
CHY
446
Calamos Convertible and High Income Fund
CHY
$978M
$144K 0.05%
+11,174
New +$143K
ETW
447
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$144K 0.05%
11,927
-4,119
-26% -$48.7K
EWC icon
448
iShares MSCI Canada ETF
EWC
$6.12B
$144K 0.05%
4,922
+1,517
+45% +$43.9K
IYW icon
449
iShares US Technology ETF
IYW
$22.6B
$144K 0.05%
6,500
– –
KBE icon
450
State Street SPDR S&P Bank ETF
KBE
$1.64B
$144K 0.05%
4,352
-73
-2% -$2.32K
16 17
18
19 20

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P3I
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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, B. Riley Wealth Advisors held 763 positions worth $313M, up 7.1% from $292M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors's Q4 2013 filing shows 96 new, 243 increased, 271 reduced and 87 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.3% a quarter earlier, followed by Energy and Financials.

  • B. Riley Wealth Advisors's largest Q4 2013 buy was iShares Core S&P 500 ETF: 30,783 shares worth $5.71M.
  • B. Riley Wealth Advisors added most to iShares Core S&P Mid-Cap ETF in Q4 2013, an estimated $5.36M increase.
  • B. Riley Wealth Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $6.08M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $2.09M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $313M portfolio in Q4 2013.
  • B. Riley Wealth Advisors opened 96 new positions and closed 87 in Q4 2013.
  • B. Riley Wealth Advisors's portfolio value rose 7.1% quarter-over-quarter to $313M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2013, filed 21 Jan 2014.