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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYY icon
401
iShares Dow Jones US ETF
IYY
$2.89B
$552K 0.05%
6,910
-258
-4% -$19.7K
SMMU icon
402
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$552K 0.05%
10,895
-545
-5% -$27.6K
EFX icon
403
Equifax
EFX
$22B
$551K 0.05%
3,932
-2,068
-34% -$286K
PGR icon
404
Progressive
PGR
$128B
$548K 0.05%
7,568
+1,629
+27% +$117K
HQH
405
abrdn Healthcare Investors
HQH
$1.25B
$546K 0.05%
26,118
+2,000
+8% +$39.6K
PPL
406
PPL Corp
PPL
$26.9B
$546K 0.05%
15,187
-9,833
-39% -$330K
COF icon
407
Capital One
COF
$128B
$545K 0.05%
5,296
+1,397
+36% +$135K
DAL icon
408
Delta Air Lines
DAL
$56.7B
$545K 0.05%
9,307
+1,531
+20% +$85.9K
SMG icon
409
ScottsMiracle-Gro
SMG
$4.09B
$545K 0.05%
+5,124
New +$524K
VCSH icon
410
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$543K 0.05%
6,692
+245
+4% +$19.8K
IWD icon
411
iShares Russell 1000 Value ETF
IWD
$81.4B
$540K 0.05%
3,951
+901
+30% +$119K
KNCT icon
412
Invesco Next Gen Connectivity ETF
KNCT
$146M
$540K 0.05%
8,871
-423
-5% -$24.7K
FTSD icon
413
Franklin Short Duration US Government ETF
FTSD
$300M
$537K 0.05%
5,686
+487
+9% +$46.1K
MAIN icon
414
Main Street Capital
MAIN
$5.05B
$532K 0.05%
12,327
+2,209
+22% +$94.5K
PNQI icon
415
Invesco NASDAQ Internet ETF
PNQI
$527M
$532K 0.05%
18,795
-915
-5% -$24.6K
PZA icon
416
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.23B
$528K 0.04%
19,934
+887
+5% +$23.5K
SNY icon
417
Sanofi
SNY
$107B
$527K 0.04%
10,441
-166
-2% -$7.78K
CBRE icon
418
CBRE Group
CBRE
$43.3B
$526K 0.04%
+8,562
New +$474K
FPX icon
419
First Trust US Equity Opportunities ETF
FPX
$1.43B
$526K 0.04%
+6,541
New +$508K
EMN icon
420
Eastman Chemical
EMN
$7.69B
$525K 0.04%
+6,639
New +$511K
MFIC icon
421
MidCap Financial Investment
MFIC
$801M
$521K 0.04%
31,911
+1,087
+4% +$17.9K
PUI icon
422
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$54.3M
$520K 0.04%
15,135
-864
-5% -$29.4K
VNQ icon
423
Vanguard Real Estate ETF
VNQ
$39.9B
$519K 0.04%
5,592
+982
+21% +$90.9K
EFA icon
424
iShares MSCI EAFE ETF
EFA
$76.4B
$517K 0.04%
7,454
+114
+2% +$7.7K
GWRE icon
425
Guidewire Software
GWRE
$13.9B
$517K 0.04%
4,701
+362
+8% +$40.5K
15 16
17
18 19

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.