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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+6.45%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$840M
AUM Growth
+$83.3M
Cap. Flow
+$42.9M
Cap. Flow %
5.11%
Top 10 Hldgs %
18.36%
Holding
760
New
87
Increased
332
Reduced
276
Closed
44

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$3.29M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.26M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.23M
4
APTS
Preferred Apartment Communities, Inc.
APTS
+$2.21M
5
ECC
Eagle Point Credit Company
ECC
+$1.89M

Top Sells

Rank Stock Value
1
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$3.29M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$1.46M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$725K
4
DO
Diamond Offshore Drilling
DO
+$653K
5
ESV
Ensco Rowan plc
ESV
+$646K

Sector Composition

Rank Sector Weight
1 Technology 10.63%
2 Financials 8%
3 Communication Services 7.35%
4 Healthcare 7.3%
5 Consumer Discretionary 6.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
401
Main Street Capital
MAIN
$5.05B
$407K 0.05%
10,568
-492
-4% -$19.5K
DXC icon
402
DXC Technology
DXC
$1.91B
$406K 0.05%
4,338
+626
+17% +$55.4K
TLT icon
403
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$406K 0.05%
3,462
+34
+1% +$4.08K
JNK icon
404
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$397K 0.05%
3,662
+121
+3% +$13K
SWN
405
DELISTED
Southwestern Energy Company
SWN
$394K 0.05%
76,885
-14,755
-16% -$78.2K
SITO
406
DELISTED
SITO MOBILE, LTD
SITO
$393K 0.05%
220,442
-291,558
-57% -$609K
CAH icon
407
Cardinal Health
CAH
$53.7B
$392K 0.05%
7,221
+71
+1% +$3.63K
HPQ icon
408
HP
HPQ
$26B
$392K 0.05%
15,134
-149
-1% -$3.6K
VFH icon
409
Vanguard Financials ETF
VFH
$13.4B
$392K 0.05%
5,640
+137
+2% +$9.68K
AWK icon
410
American Water Works
AWK
$27B
$390K 0.05%
4,427
-199
-4% -$17.5K
RHT
411
DELISTED
Red Hat Inc
RHT
$390K 0.05%
2,852
-263
-8% -$37.6K
BANX
412
ArrowMark Financial
BANX
$195M
$387K 0.05%
17,224
+1,024
+6% +$23K
F icon
413
Ford
F
$60.9B
$386K 0.05%
41,548
+6,604
+19% +$66K
AXP icon
414
American Express
AXP
$224B
$385K 0.05%
3,611
+180
+5% +$18.7K
RNG icon
415
RingCentral
RNG
$4.83B
$385K 0.05%
4,135
+11
+0.3% +$949
BIDU icon
416
Baidu
BIDU
$35.7B
$383K 0.05%
1,673
+554
+50% +$130K
TT icon
417
Trane Technologies
TT
$98.8B
$382K 0.05%
3,734
-27
-0.7% -$2.64K
VMC icon
418
Vulcan Materials
VMC
$36.8B
$382K 0.05%
3,433
-52
-1% -$6.03K
SFIX
419
Stitch Fix
SFIX
$567M
$380K 0.05%
8,660
-14,625
-63% -$533K
JBLU icon
420
JetBlue
JBLU
$2.16B
$379K 0.05%
19,552
+1,903
+11% +$36.1K
PAYX icon
421
Paychex
PAYX
$43.4B
$379K 0.05%
5,129
+55
+1% +$3.95K
VEEV icon
422
Veeva Systems
VEEV
$33.8B
$379K 0.05%
3,481
-199
-5% -$18K
XYLD icon
423
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$372K 0.04%
+7,130
New +$369K
DAL icon
424
Delta Air Lines
DAL
$56.7B
$371K 0.04%
6,407
-310
-5% -$17.1K
FXL icon
425
First Trust Technology AlphaDEX Fund
FXL
$2.4B
$371K 0.04%
5,824
+95
+2% +$5.75K
15 16
17
18 19

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B. Riley Wealth Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, B. Riley Wealth Advisors held 760 positions worth $840M, up 11% from $757M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $42.9M of net new capital in Q3 2018, opening 87 new positions and adding to 332 existing holdings. Its largest new stake was Plymouth Industrial REIT: 96,009 shares worth $1.49M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Fidelity Limited Term Bond ETF, an estimated $3.29M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2018 buy was Plymouth Industrial REIT: 96,009 shares worth $1.49M.
  • B. Riley Wealth Advisors added most to Alibaba in Q3 2018, an estimated $3.29M increase.
  • B. Riley Wealth Advisors's biggest Q3 2018 reduction was Fidelity Limited Term Bond ETF, cutting an estimated $3.29M.
  • B. Riley Wealth Advisors fully exited iShares Russell 2000 Value ETF in Q3 2018, selling an estimated $1.46M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $840M portfolio in Q3 2018.
  • B. Riley Wealth Advisors opened 87 new positions and closed 44 in Q3 2018.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $840M.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2018, filed 8 Nov 2018.