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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
401
DELISTED
Masimo
MASI
$239K 0.05%
+3,537
New +$217K
BAP icon
402
Credicorp
BAP
$30.9B
$237K 0.05%
1,500
– –
XOP icon
403
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$237K 0.05%
1,427
+78
+6% +$12.2K
ETN icon
404
Eaton
ETN
$150B
$236K 0.05%
3,495
-159
-4% -$10.4K
GS icon
405
Goldman Sachs
GS
$305B
$236K 0.05%
982
-384
-28% -$78K
NDAQ icon
406
Nasdaq
NDAQ
$53.6B
$236K 0.05%
10,548
-84
-0.8% -$1.85K
GIMO
407
DELISTED
Gigamon Inc.
GIMO
$236K 0.05%
+5,120
New +$266K
IEMG icon
408
iShares Core MSCI Emerging Markets ETF
IEMG
$147B
$235K 0.05%
+5,498
New +$241K
YUM icon
409
Yum! Brands
YUM
$41.4B
$235K 0.05%
3,702
-1,731
-32% -$109K
TRGP icon
410
Targa Resources
TRGP
$56.2B
$234K 0.05%
+4,163
New +$210K
JEF icon
411
Jefferies Financial Group
JEF
$13.2B
$233K 0.05%
+11,106
New +$207K
FCX icon
412
Freeport-McMoran
FCX
$88.6B
$232K 0.05%
17,571
-6,702
-28% -$85.7K
ILMN icon
413
Illumina
ILMN
$29.2B
$232K 0.05%
1,858
-453
-20% -$61.1K
NLY icon
414
Annaly Capital Management
NLY
$17.4B
$232K 0.05%
5,814
-848
-13% -$34.5K
KMB icon
415
Kimberly-Clark
KMB
$37.5B
$231K 0.05%
2,015
-503
-20% -$58.4K
EFV icon
416
iShares MSCI EAFE Value ETF
EFV
$28.4B
$230K 0.05%
4,856
-832
-15% -$38.7K
LUMN icon
417
Lumen
LUMN
$6.38B
$230K 0.05%
9,577
-2,479
-21% -$62.9K
PLD icon
418
Prologis
PLD
$137B
$226K 0.05%
+4,265
New +$217K
ABMD
419
DELISTED
Abiomed Inc
ABMD
$226K 0.05%
1,999
-207
-9% -$24K
KMI icon
420
Kinder Morgan
KMI
$70.3B
$225K 0.05%
10,822
-3,477
-24% -$73.5K
MET icon
421
MetLife
MET
$62.7B
$225K 0.05%
+4,634
New +$213K
RY icon
422
Royal Bank of Canada
RY
$295B
$225K 0.05%
3,319
– –
DG icon
423
Dollar General
DG
$27.8B
$224K 0.05%
3,015
-609
-17% -$44.5K
IWD icon
424
iShares Russell 1000 Value ETF
IWD
$82.2B
$224K 0.05%
+1,981
New +$214K
TRV icon
425
Travelers Companies
TRV
$82.9B
$224K 0.05%
1,823
-1,849
-50% -$211K
15 16
17
18 19

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EPW
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BCIM
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PCP
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EAM
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ACM
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WRBC
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.