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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$331M
AUM Growth
+$17.7M
Cap. Flow
+$22.7M
Cap. Flow %
6.86%
Top 10 Hldgs %
15.37%
Holding
825
New
149
Increased
306
Reduced
222
Closed
71

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.64M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.69M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.53M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.59M
5
ROSG
Rosetta Genomics Ltd.
ROSG
+$1.59M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$3.3M
3
SGNT
SAGENT PHARMACEUTICALS INC COM STK (DE)
SGNT
+$2.46M
4
MILL
MILLER ENERGY RESOURCES, INC COM STK
MILL
+$1.2M
5
T icon
AT&T
T
+$1.1M

Sector Composition

Rank Sector Weight
1 Technology 9.42%
2 Financials 8.88%
3 Energy 8.44%
4 Healthcare 6.47%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRPT icon
401
Sarepta Therapeutics
SRPT
$1.64B
$192K 0.06%
8,000
– –
CINF icon
402
Cincinnati Financial
CINF
$27.8B
$191K 0.06%
3,926
-6,688
-63% -$322K
ITW icon
403
Illinois Tool Works
ITW
$84.1B
$191K 0.06%
2,350
-240
-9% -$19.4K
REM icon
404
iShares Mortgage Real Estate ETF
REM
$549M
$189K 0.06%
+3,850
New +$190K
XLY icon
405
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$189K 0.06%
5,854
-318
-5% -$10.4K
WDR
406
DELISTED
Waddell & Reed Financial, Inc.
WDR
$189K 0.06%
+2,570
New +$177K
CERN
407
DELISTED
Cerner Corp
CERN
$188K 0.06%
+3,344
New +$193K
SABA
408
Saba Capital Income & Opportunities Fund II
SABA
$220M
$187K 0.06%
11,637
+5
+0% +$79
TNL icon
409
Travel + Leisure Co
TNL
$4.76B
$187K 0.06%
+5,659
New +$185K
CLR
410
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$187K 0.06%
+3,004
New +$171K
NQJ
411
DELISTED
NUVEEN NJ INVT QUALITY MUNI FD
NQJ
$187K 0.06%
14,100
– –
IGF icon
412
iShares Global Infrastructure ETF
IGF
$10.9B
$186K 0.06%
+4,478
New +$177K
IP icon
413
International Paper
IP
$22.6B
$186K 0.06%
4,341
+569
+15% +$25.3K
HP icon
414
Helmerich & Payne
HP
$3.34B
$185K 0.06%
+1,718
New +$160K
NNJ
415
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$185K 0.06%
13,500
– –
BIV icon
416
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$184K 0.06%
2,204
-350
-14% -$29.1K
CHK
417
DELISTED
Chesapeake Energy Corporation
CHK
$184K 0.06%
38
+2
+6% +$9.74K
NTI
418
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$184K 0.06%
7,163
+2,318
+48% +$58.8K
KMB icon
419
Kimberly-Clark
KMB
$37.6B
$182K 0.06%
+1,725
New +$179K
PEP icon
420
PepsiCo
PEP
$196B
$182K 0.06%
2,179
-1,789
-45% -$145K
BRCD
421
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$180K 0.05%
17,000
-18,000
-51% -$174K
AMGN icon
422
Amgen
AMGN
$209B
$179K 0.05%
1,455
-200
-12% -$24.3K
CVY icon
423
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$179K 0.05%
7,138
-6,432
-47% -$159K
HR icon
424
Healthcare Realty
HR
$7.56B
$179K 0.05%
7,840
– –
EXC icon
425
Exelon
EXC
$48.1B
$178K 0.05%
7,422
+1,471
+25% +$31K
15 16
17
18 19

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, B. Riley Wealth Advisors held 825 positions worth $331M, up 5.7% from $313M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

B. Riley Wealth Advisors deployed $22.7M of net new capital in Q1 2014, opening 149 new positions and adding to 306 existing holdings. Its largest new stake was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 9.4% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.6M trimmed.

  • B. Riley Wealth Advisors's largest Q1 2014 buy was Rosetta Genomics Ltd.: 30,757 shares worth $1.84M.
  • B. Riley Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $7.64M increase.
  • B. Riley Wealth Advisors's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.6M.
  • B. Riley Wealth Advisors fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $3.3M.
  • B. Riley Wealth Advisors's ten largest holdings make up 15% of its $331M portfolio in Q1 2014.
  • B. Riley Wealth Advisors opened 149 new positions and closed 71 in Q1 2014.
  • B. Riley Wealth Advisors's portfolio value rose 5.7% quarter-over-quarter to $331M.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2014, filed 2 May 2014.