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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+9.94%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.88B
AUM Growth
+$379M
Cap. Flow
+$278M
Cap. Flow %
14.82%
Top 10 Hldgs %
17.64%
Holding
998
New
136
Increased
593
Reduced
193
Closed
53

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$9.42M
2
AMT icon
American Tower
AMT
+$8.96M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.7M
4
BABA icon
Alibaba
BABA
+$8.61M
5
LRCX icon
Lam Research
LRCX
+$6.72M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$6.7M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$6.45M
3
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.85M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$2.18M
5
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$1.85M

Sector Composition

Rank Sector Weight
1 Technology 15.3%
2 Healthcare 7.8%
3 Consumer Discretionary 7.47%
4 Communication Services 5.95%
5 Financials 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
376
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$790K 0.04%
7,123
+170
+2% +$19.1K
BDX icon
377
Becton Dickinson
BDX
$46.9B
$789K 0.04%
3,473
+821
+31% +$202K
RNET
378
DELISTED
RigNet, Inc.
RNET
$784K 0.04%
+191,208
New +$662K
ICLN icon
379
iShares Global Clean Energy ETF
ICLN
$2.35B
$782K 0.04%
42,249
+4,922
+13% +$77K
PSK icon
380
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$780K 0.04%
18,277
+9,518
+109% +$411K
TDOC icon
381
Teladoc Health
TDOC
$1.21B
$779K 0.04%
3,658
+1,593
+77% +$337K
MDY icon
382
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$775K 0.04%
2,346
+1,225
+109% +$418K
STX icon
383
Seagate
STX
$189B
$774K 0.04%
15,720
+1,548
+11% +$72.7K
ARKK icon
384
ARK Innovation ETF
ARKK
$5.84B
$773K 0.04%
+8,671
New +$742K
AJG icon
385
Arthur J. Gallagher & Co
AJG
$63.5B
$772K 0.04%
7,345
-3,082
-30% -$320K
NVS icon
386
Novartis
NVS
$292B
$772K 0.04%
8,864
+2,463
+38% +$213K
FXH icon
387
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$763K 0.04%
8,066
+1,186
+17% +$111K
KKR icon
388
KKR & Co
KKR
$95.7B
$761K 0.04%
22,553
-2,704
-11% -$94.6K
NOBL icon
389
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$758K 0.04%
21,218
+3,778
+22% +$136K
PRU icon
390
Prudential Financial
PRU
$42.7B
$753K 0.04%
11,885
-892
-7% -$58.6K
SHYD icon
391
VanEck Short High Yield Muni ETF
SHYD
$451M
$752K 0.04%
31,159
+18,976
+156% +$460K
HQH
392
abrdn Healthcare Investors
HQH
$1.27B
$751K 0.04%
36,378
+8,760
+32% +$185K
PINS icon
393
Pinterest
PINS
$13.5B
$744K 0.04%
19,287
-5,399
-22% -$176K
IEP icon
394
Icahn Enterprises
IEP
$5.22B
$741K 0.04%
15,029
+293
+2% +$14.8K
HPQ icon
395
HP
HPQ
$24.8B
$731K 0.04%
38,676
+515
+1% +$9.4K
MGV icon
396
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
$731K 0.04%
9,734
+4,541
+87% +$349K
RMD icon
397
ResMed
RMD
$31.2B
$731K 0.04%
3,999
+2,197
+122% +$406K
CII icon
398
BlackRock Enhanced Captial and Income Fund
CII
$1B
$727K 0.04%
47,942
+7,549
+19% +$115K
MINT icon
399
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$727K 0.04%
7,132
+395
+6% +$40.2K
TRI icon
400
Thomson Reuters
TRI
$44.4B
$726K 0.04%
8,687
+627
+8% +$48.8K
14 15
16
17 18

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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, B. Riley Wealth Advisors held 998 positions worth $1.88B, up 25% from $1.5B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

B. Riley Wealth Advisors deployed $278M of net new capital in Q3 2020, opening 136 new positions and adding to 593 existing holdings. Its largest new stake was iShares US Home Construction ETF: 51,608 shares worth $2.92M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $6.7M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2020 buy was iShares US Home Construction ETF: 51,608 shares worth $2.92M.
  • B. Riley Wealth Advisors added most to Microsoft in Q3 2020, an estimated $9.42M increase.
  • B. Riley Wealth Advisors's biggest Q3 2020 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $6.7M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q3 2020, selling an estimated $5.85M.
  • B. Riley Wealth Advisors's ten largest holdings make up 18% of its $1.88B portfolio in Q3 2020.
  • B. Riley Wealth Advisors opened 136 new positions and closed 53 in Q3 2020.
  • B. Riley Wealth Advisors's portfolio value rose 25% quarter-over-quarter to $1.88B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.