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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.22%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
+$103M
Cap. Flow
+$97.1M
Cap. Flow %
9.56%
Top 10 Hldgs %
17.19%
Holding
878
New
86
Increased
451
Reduced
246
Closed
69

Top Buys

Rank Stock Value
1
BYLD icon
iShares Yield Optimized Bond ETF
BYLD
+$14.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.87M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.05M
4
IAGG icon
iShares Core International Aggregate Bond Fund
IAGG
+$4.52M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.67M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.17M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$4.84M
3
VZ icon
Verizon
VZ
+$3.14M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.09M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$2.88M

Sector Composition

Rank Sector Weight
1 Technology 10.51%
2 Financials 7.15%
3 Healthcare 6.88%
4 Communication Services 6.07%
5 Consumer Discretionary 5.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOC icon
376
VOC Energy
VOC
$49.5M
$558K 0.05%
105,301
+49,030
+87% +$259K
AMAT icon
377
Applied Materials
AMAT
$398B
$556K 0.05%
11,143
+860
+8% +$41.5K
VTEB icon
378
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$556K 0.05%
10,359
+3,634
+54% +$195K
XLNX
379
DELISTED
Xilinx Inc
XLNX
$554K 0.05%
5,777
+660
+13% +$72.2K
ODFL icon
380
Old Dominion Freight Line
ODFL
$44.2B
$553K 0.05%
9,732
+801
+9% +$43.5K
PAYC icon
381
Paycom
PAYC
$7.53B
$553K 0.05%
2,633
+999
+61% +$233K
PDI icon
382
PIMCO Dynamic Income Fund
PDI
$7.44B
$550K 0.05%
16,876
+7,017
+71% +$223K
CII icon
383
BlackRock Enhanced Captial and Income Fund
CII
$980M
$549K 0.05%
33,940
+3,609
+12% +$57.2K
FIXD icon
384
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$549K 0.05%
10,410
+965
+10% +$50.5K
EFV icon
385
iShares MSCI EAFE Value ETF
EFV
$28.9B
$547K 0.05%
11,539
+2,091
+22% +$97.5K
AIG icon
386
American International
AIG
$41.8B
$543K 0.05%
9,723
+2,096
+27% +$116K
HXL icon
387
Hexcel
HXL
$7.76B
$540K 0.05%
6,547
+251
+4% +$20.5K
ACV
388
Virtus Diversified Income & Convertible Fund
ACV
$277M
$539K 0.05%
23,635
+455
+2% +$10.7K
IYY icon
389
iShares Dow Jones US ETF
IYY
$2.93B
$529K 0.05%
7,168
+18
+0.3% +$1.32K
ET icon
390
Energy Transfer Partners
ET
$69.6B
$528K 0.05%
40,235
-465
-1% -$6.48K
HPQ icon
391
HP
HPQ
$24.6B
$528K 0.05%
27,841
+6,715
+32% +$132K
MSCI icon
392
MSCI
MSCI
$41.9B
$528K 0.05%
2,425
-124
-5% -$28.7K
MPC icon
393
Marathon Petroleum
MPC
$91.7B
$526K 0.05%
8,652
+3,847
+80% +$203K
KNCT icon
394
Invesco Next Gen Connectivity ETF
KNCT
$153M
$524K 0.05%
9,294
-197
-2% -$11.4K
VCSH icon
395
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.8B
$523K 0.05%
6,447
-59,921
-90% -$4.84M
VTR icon
396
Ventas
VTR
$44.7B
$522K 0.05%
7,138
+2,970
+71% +$211K
EMR icon
397
Emerson Electric
EMR
$83.3B
$521K 0.05%
7,775
-1,503
-16% -$94.5K
HYZD icon
398
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$259M
$517K 0.05%
22,467
-354
-2% -$8.21K
DG icon
399
Dollar General
DG
$28.1B
$515K 0.05%
3,230
+24
+0.7% +$3.47K
CCL icon
400
Carnival Corporation Ltd
CCL
$38B
$513K 0.05%
11,723
+5,689
+94% +$263K
14 15
16
17 18

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B. Riley Wealth Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, B. Riley Wealth Advisors held 878 positions worth $1.02B, up 11% from $913M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $97.1M of net new capital in Q3 2019, opening 86 new positions and adding to 451 existing holdings. Its largest new stake was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $4.84M trimmed.

  • B. Riley Wealth Advisors's largest Q3 2019 buy was iShares Yield Optimized Bond ETF: 577,123 shares worth $14.8M.
  • B. Riley Wealth Advisors added most to iShares Core S&P 500 ETF in Q3 2019, an estimated $7.87M increase.
  • B. Riley Wealth Advisors's biggest Q3 2019 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $4.84M.
  • B. Riley Wealth Advisors fully exited State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2019, selling an estimated $5.17M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.02B portfolio in Q3 2019.
  • B. Riley Wealth Advisors opened 86 new positions and closed 69 in Q3 2019.
  • B. Riley Wealth Advisors's portfolio value rose 11% quarter-over-quarter to $1.02B.

Based on B. Riley Wealth Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.