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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+1.32%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.68M
AUM Growth
-$380M
Cap. Flow
+$236M
Cap. Flow %
5,035.5%
Top 10 Hldgs %
13.14%
Holding
3,993
New
3,307
Increased
403
Reduced
112
Closed
127

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.3M
2
CMG icon
Chipotle Mexican Grill
CMG
+$7.24M
3
BABA icon
Alibaba
BABA
+$5.15M
4
META icon
Meta Platforms (Facebook)
META
+$4.94M
5
JNJ icon
Johnson & Johnson
JNJ
+$3.79M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.73M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.5M
3
MVV icon
ProShares Ultra MidCap400
MVV
+$832K
4
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$732K
5
SLV icon
iShares Silver Trust
SLV
+$537K

Sector Composition

Rank Sector Weight
1 Technology 7.29%
2 Healthcare 6.35%
3 Financials 5.66%
4 Energy 4.51%
5 Communication Services 4.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GGME icon
376
Invesco Next Gen Media and Gaming ETF
GGME
$44.6M
$811 0.02%
31,720
+4,160
+15% +$103K
PBR icon
377
Petrobras
PBR
$120B
$810 0.02%
20,159
+7,620
+61% +$82.1K
HERO
378
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$803 0.02%
146,000
+76,000
+109% +$111K
VB icon
379
Vanguard Small-Cap ETF
VB
$79B
$796 0.02%
6,827
-139
-2% -$15.8K
WHLR
380
Wheeler Real Estate Investment Trust
WHLR
$1.11M
– –
0
– –
MNDT
381
DELISTED
Mandiant, Inc. Common Stock
MNDT
$779 0.02%
24,670
-1,650
-6% -$50.6K
MHR
382
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$729 0.02%
42,230
+28,910
+217% +$123K
BSV icon
383
Vanguard Short-Term Bond ETF
BSV
$44.6B
$721 0.02%
9,013
+1,502
+20% +$121K
DSU icon
384
BlackRock Debt Strategies Fund
DSU
$591M
$687 0.01%
11,601
+5,657
+95% +$63.6K
ISCV icon
385
iShares Morningstar Small-Cap Value ETF
ISCV
$697M
$684 0.01%
15,909
+2,799
+21% +$116K
SNOA icon
386
Sonoma Pharmaceuticals
SNOA
$5.36M
$667 0.01%
112
+47
+72% +$73.2K
FBIO icon
387
Fortress Biotech
FBIO
$113M
$665 0.01%
3,113
+573
+23% +$16.9K
TWER
388
DELISTED
Towerstream Corporation Common Stock
TWER
$665 0.01%
3,606
+1,598
+80% +$46.5K
XLU icon
389
State Street Utilities Select Sector SPDR ETF
XLU
$23.3B
$660 0.01%
27,954
+1,758
+7% +$39.8K
RSP icon
390
Invesco S&P 500 Equal Weight ETF
RSP
$97.7B
$628 0.01%
7,848
+1,445
+23% +$112K
RSPU icon
391
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$547M
$623 0.01%
15,862
+2,060
+15% +$78.3K
RSPG icon
392
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$555M
$598 0.01%
8,841
+2,276
+35% +$166K
VIG icon
393
Vanguard Dividend Appreciation ETF
VIG
$112B
$598 0.01%
7,362
-1,377
-16% -$109K
KTOS icon
394
Kratos Defense & Security Solutions
KTOS
$8.46B
$593 0.01%
21,476
+10,738
+100% +$60.8K
IYJ icon
395
iShares US Industrials ETF
IYJ
$1.95B
$566 0.01%
10,618
-450
-4% -$23.4K
RSPS icon
396
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$256M
$556 0.01%
26,600
+5,650
+27% +$115K
IYH icon
397
iShares US Healthcare ETF
IYH
$3.48B
$546 0.01%
18,940
+1,005
+6% +$28.3K
XPH icon
398
State Street SPDR S&P Pharmaceuticals ETF
XPH
$480M
$539 0.01%
9,990
+550
+6% +$30K
IJK icon
399
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$531 0.01%
13,296
+2,980
+29% +$116K
PKW icon
400
Invesco BuyBack Achievers ETF
PKW
$1.72B
$528 0.01%
10,987
+1,615
+17% +$74.4K
14 15
16
17 18

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BCIM
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EAM
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B. Riley Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, B. Riley Wealth Advisors held 3,993 positions worth $4.68M, down 99% from $384M the previous quarter. Its ten largest holdings account for 13% of the portfolio.

B. Riley Wealth Advisors deployed $236M of net new capital in Q4 2014, opening 3,307 new positions and adding to 403 existing holdings. Its largest new stake was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.73M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2014 buy was iShares Core S&P Total US Stock Market ETF: 159,176 shares worth $7.47K.
  • B. Riley Wealth Advisors added most to Meta Platforms (Facebook) in Q4 2014, an estimated $4.94M increase.
  • B. Riley Wealth Advisors's biggest Q4 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.73M.
  • B. Riley Wealth Advisors fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $732K.
  • B. Riley Wealth Advisors's ten largest holdings make up 13% of its $4.68M portfolio in Q4 2014.
  • B. Riley Wealth Advisors opened 3,307 new positions and closed 127 in Q4 2014.
  • B. Riley Wealth Advisors's portfolio value fell 99% quarter-over-quarter to $4.68M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2014, filed 18 Feb 2015.