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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+7.51%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.18B
AUM Growth
+$160M
Cap. Flow
+$92.6M
Cap. Flow %
7.88%
Top 10 Hldgs %
17.13%
Holding
926
New
118
Increased
449
Reduced
243
Closed
89

Top Buys

Rank Stock Value
1
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.15M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.82M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$3.13M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.99M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.6M
2
FISV
Fiserv Inc
FISV
+$1.95M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$1.92M
4
GEN icon
Gen Digital
GEN
+$1.74M
5
NWSA icon
News Corp Class A
NWSA
+$1.72M

Sector Composition

Rank Sector Weight
1 Technology 10.71%
2 Financials 7.26%
3 Healthcare 7.01%
4 Communication Services 5.7%
5 Consumer Discretionary 5.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
351
iShares US Technology ETF
IYW
$23.5B
$627K 0.05%
10,784
-412
-4% -$22.4K
CCL icon
352
Carnival Corporation Ltd
CCL
$38B
$625K 0.05%
12,284
+561
+5% +$25.1K
UFOX
353
Defiance Space and Connective Tech ETF
UFOX
$833M
$618K 0.05%
23,558
+350
+2% +$8.72K
SWKS icon
354
Skyworks Solutions
SWKS
$9.4B
$615K 0.05%
5,074
+1,649
+48% +$162K
BNY
355
Bank of New York Mellon
BNY
$106B
$614K 0.05%
12,149
-2,268
-16% -$108K
VTEB icon
356
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$612K 0.05%
11,423
+1,064
+10% +$56.9K
NOC icon
357
Northrop Grumman
NOC
$76B
$610K 0.05%
1,744
+8
+0.5% +$2.81K
VSS icon
358
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$610K 0.05%
5,474
+687
+14% +$73.3K
SPLK
359
DELISTED
Splunk Inc
SPLK
$609K 0.05%
4,057
+732
+22% +$96.1K
CII icon
360
BlackRock Enhanced Captial and Income Fund
CII
$980M
$608K 0.05%
35,232
+1,292
+4% +$21.4K
SLV icon
361
iShares Silver Trust
SLV
$28.6B
$608K 0.05%
36,396
-1,042
-3% -$16.9K
AFL icon
362
Aflac
AFL
$64.8B
$607K 0.05%
11,446
+317
+3% +$16.8K
AZPN
363
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$607K 0.05%
5,014
-5,476
-52% -$663K
MPT
364
Medical Properties Trust
MPT
$2.81B
$606K 0.05%
28,656
-312
-1% -$6.32K
TEL icon
365
TE Connectivity
TEL
$59.9B
$604K 0.05%
6,285
-2,638
-30% -$244K
KMB icon
366
Kimberly-Clark
KMB
$36.6B
$603K 0.05%
4,382
-277
-6% -$37.5K
EXG icon
367
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.97B
$602K 0.05%
68,535
+709
+1% +$6.03K
MJ icon
368
Amplify Alternative Harvest ETF
MJ
$101M
$599K 0.05%
2,915
+2,110
+262% +$465K
UN
369
DELISTED
Unilever NV New York Registry Shares
UN
$597K 0.05%
10,384
-6,389
-38% -$377K
AMLP icon
370
Alerian MLP ETF
AMLP
$12.9B
$595K 0.05%
13,987
-5,855
-30% -$246K
HIG icon
371
Hartford Financial Services
HIG
$39.2B
$595K 0.05%
9,772
+4,684
+92% +$281K
IGPT icon
372
Invesco AI and Next Gen Software ETF
IGPT
$1.15B
$594K 0.05%
17,859
-846
-5% -$27.3K
MRSH
373
Marsh
MRSH
$91.4B
$594K 0.05%
5,325
+771
+17% +$80.5K
IXJ icon
374
iShares Global Healthcare ETF
IXJ
$4.11B
$592K 0.05%
8,604
-1,400
-14% -$90.8K
HYT icon
375
BlackRock Corporate High Yield Fund
HYT
$1.36B
$590K 0.05%
52,655
-920
-2% -$10.1K
13 14
15
16 17

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B. Riley Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, B. Riley Wealth Advisors held 926 positions worth $1.18B, up 16% from $1.02B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

B. Riley Wealth Advisors deployed $92.6M of net new capital in Q4 2019, opening 118 new positions and adding to 449 existing holdings. Its largest new stake was Marvell Technology: 39,411 shares worth $1.05M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $2.6M trimmed.

  • B. Riley Wealth Advisors's largest Q4 2019 buy was Marvell Technology: 39,411 shares worth $1.05M.
  • B. Riley Wealth Advisors added most to iShares US Treasury Bond ETF in Q4 2019, an estimated $5.3M increase.
  • B. Riley Wealth Advisors's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $2.6M.
  • B. Riley Wealth Advisors fully exited iShares S&P Small-Cap 600 Value ETF in Q4 2019, selling an estimated $1.92M.
  • B. Riley Wealth Advisors's ten largest holdings make up 17% of its $1.18B portfolio in Q4 2019.
  • B. Riley Wealth Advisors opened 118 new positions and closed 89 in Q4 2019.
  • B. Riley Wealth Advisors's portfolio value rose 16% quarter-over-quarter to $1.18B.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.