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BRWA

B. Riley Wealth Advisors Portfolio holdings

AUM $1.87B
1-Year Est. Return 37.01%
This Fund
S&P 500
This Quarter Est. Return
+2.69%
1 Year Est. Return
+37.01%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$492M
AUM Growth
-$17.8M
Cap. Flow
-$80M
Cap. Flow %
-16.27%
Top 10 Hldgs %
15.95%
Holding
676
New
61
Increased
154
Reduced
293
Closed
141

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.6M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.87M
3
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.57M
4
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$1.15M
5
MCK icon
McKesson
MCK
+$953K

Top Sells

Rank Stock Value
1
EXP icon
Eagle Materials
EXP
+$3.54M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.45M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.43M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.26M
5
REZ icon
iShares Residential and Multisector Real Estate ETF
REZ
+$2.02M

Sector Composition

Rank Sector Weight
1 Healthcare 8.89%
2 Financials 8.79%
3 Technology 8.05%
4 Communication Services 7.54%
5 Energy 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALB icon
351
Albemarle
ALB
$13.3B
$298K 0.06%
3,441
+242
+8% +$20.5K
CLM icon
352
Cornerstone Strategic Value Fund
CLM
$2.19B
$298K 0.06%
19,909
+934
+5% +$13.7K
KRNY icon
353
Kearny Financial
KRNY
$606M
$297K 0.06%
19,049
+7,124
+60% +$105K
CG icon
354
Carlyle Group
CG
$16.3B
$296K 0.06%
19,346
-925
-5% -$14.3K
VFC icon
355
VF Corp
VFC
$5.98B
$294K 0.06%
5,834
+1,220
+26% +$63.3K
VDC icon
356
Vanguard Consumer Staples ETF
VDC
$8.17B
$291K 0.06%
2,166
-1,239
-36% -$166K
STLD icon
357
Steel Dynamics
STLD
$36.8B
$289K 0.06%
+8,119
New +$255K
ATO icon
358
Atmos Energy
ATO
$30B
$288K 0.06%
3,874
-1,699
-30% -$123K
TLT icon
359
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
$285K 0.06%
2,385
-185
-7% -$23.2K
CMD
360
DELISTED
Cantel Medical Corporation
CMD
$285K 0.06%
3,611
-133
-4% -$10.3K
KLAC icon
361
KLA
KLAC
$230B
$282K 0.06%
35,740
+1,880
+6% +$14.4K
UFPI icon
362
UFP Industries
UFPI
$4.96B
$282K 0.06%
8,277
-6
-0.1% -$195
DLTR icon
363
Dollar Tree
DLTR
$24.6B
$278K 0.06%
3,580
+17
+0.5% +$1.37K
LNC icon
364
Lincoln National
LNC
$8.07B
$278K 0.06%
+4,192
New +$244K
EFX icon
365
Equifax
EFX
$22.2B
$277K 0.06%
2,329
-100
-4% -$12.2K
SCHF icon
366
Schwab International Equity ETF
SCHF
$64.9B
$276K 0.06%
19,912
+490
+3% +$6.87K
SPHB icon
367
Invesco S&P 500 High Beta ETF
SPHB
$942M
$276K 0.06%
+7,527
New +$262K
GSV
368
DELISTED
Gold Standard Ventures Corp.
GSV
$275K 0.06%
129,086
+1,480
+1% +$3.4K
ERIC icon
369
Ericsson
ERIC
$32.5B
$274K 0.06%
46,737
-6,230
-12% -$34.4K
BLK icon
370
Blackrock
BLK
$170B
$272K 0.06%
+713
New +$261K
TTT icon
371
ProShares UltraPro Short 20+ Year Treasury
TTT
$18.1M
$272K 0.06%
+2,074
New +$244K
PYPL icon
372
PayPal
PYPL
$50.3B
$270K 0.05%
6,820
+46
+0.7% +$1.85K
CRM icon
373
Salesforce
CRM
$154B
$267K 0.05%
3,882
-4,735
-55% -$344K
PAYX icon
374
Paychex
PAYX
$44.1B
$267K 0.05%
4,369
+296
+7% +$17.1K
FDX icon
375
FedEx
FDX
$73.4B
$266K 0.05%
1,424
-79
-5% -$14.5K
13 14
15
16 17

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EPW
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BCIM
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PCP
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EAM
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ACM
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B. Riley Wealth Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Wealth Advisors held 676 positions worth $492M, down 3.5% from $510M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

B. Riley Wealth Advisors withdrew a net $80M in Q4 2016, closing 141 positions and reducing 293 holdings. Its most notable exit was First Trust Dow Jones Internet Index Fund ETF, an estimated $2.45M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.9% of assets, up from 7.8% a quarter earlier, followed by Financials and Technology.

Against the trend, B. Riley Wealth Advisors opened a new position in iShares iBonds Dec 2021 Term Corporate ETF worth $1.56M.

  • B. Riley Wealth Advisors's largest Q4 2016 buy was iShares iBonds Dec 2021 Term Corporate ETF: 63,002 shares worth $1.56M.
  • B. Riley Wealth Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2016, an estimated $2.6M increase.
  • B. Riley Wealth Advisors's biggest Q4 2016 reduction was Eagle Materials, cutting an estimated $3.54M.
  • B. Riley Wealth Advisors fully exited First Trust Dow Jones Internet Index Fund ETF in Q4 2016, selling an estimated $2.45M.
  • B. Riley Wealth Advisors's ten largest holdings make up 16% of its $492M portfolio in Q4 2016.
  • B. Riley Wealth Advisors opened 61 new positions and closed 141 in Q4 2016.
  • B. Riley Wealth Advisors's portfolio value fell 3.5% quarter-over-quarter to $492M.

Based on B. Riley Wealth Advisors's 13F filing for Q4 2016, filed 14 Feb 2017.